[{"data":1,"prerenderedAt":80},["ShallowReactive",2],{"chapter-futures_law-c2":3},{"examName":4,"chapter":5,"questions":10},"期貨商業務員資格測驗——期貨交易法規",{"name":6,"sort":7,"count":8,"slug":9},"期貨交易所(設立標準\u002F管理規則)",2,19,"c2",[11,16,20,24,28,32,36,40,43,46,49,53,57,62,65,68,71,74,77],{"id":12,"qno":13,"question":14,"session":15},"futures_law-114-3-005",5,"期貨交易所發生下列何種事項時，應先申報金管會核准？甲.與自律組織簽訂合作協議；乙.期貨商與期貨交易所間，關於期貨集中交易市場使用契約之訂立、變更或終止；丙.經營其他業務或投資其他事業；丁.受讓其他交易所之全部或主要部分營業或財產","114-3",{"id":17,"qno":18,"question":19,"session":15},"futures_law-114-3-007",7,"依我國期貨交易法，關於期貨交易所的規定，下列何者正確？",{"id":21,"qno":22,"question":23,"session":15},"futures_law-114-3-008",8,"假設公司制期貨交易所之交易業務委員會共有 9 位委員，依我國期貨交易法之規定，至少應有幾位為在該交易所交易之期貨商？",{"id":25,"qno":26,"question":27,"session":15},"futures_law-114-3-009",9,"依我國期貨交易法規定，期貨交易所執行市場監視時，發現期貨交易有嚴重影響市場交易秩序之虞者，得對該期貨交易採取之措施，不包括下列何者？",{"id":29,"qno":30,"question":31,"session":15},"futures_law-114-3-010",10,"會員或期貨商不能履行結算交割義務時，期貨交易所應採取下列何種措施？甲.督導承受之會員或期貨商接辦相關事務；乙.立刻通知該會員或期貨商追加交割結算基金；丙.會同期貨結算機構進行專案檢查；丁.交由金管會進行專案檢查",{"id":33,"qno":34,"question":35,"session":15},"futures_law-114-3-012",12,"期貨交易所業務人員之登記或異動，應按______列冊彙報金管會或金管會指定機構？",{"id":37,"qno":18,"question":38,"session":39},"futures_law-115-1-007","會員制期貨交易所申請核發許可證照的期限，下列何者不正確？","115-1",{"id":41,"qno":22,"question":42,"session":39},"futures_law-115-1-008","公司制期貨交易所應於每月 10 日以前，向主管機關申報上月份：甲.綜合損益表；乙.資產負債表；丙.現金流量表；丁.股東權益變動表；戊.會計項目月計表",{"id":44,"qno":26,"question":45,"session":39},"futures_law-115-1-009","依我國期貨交易法之規定，下列有關公司制期貨交易所之敘述何者正確？",{"id":47,"qno":30,"question":48,"session":39},"futures_law-115-1-010","依期貨交易所管理規則之規定，期貨交易所有下列何情事時，應即為適當處置外，並應於事實發生之次日前向主管機關申報？甲.因不可抗拒之偶發事故臨時停止當市之集會；乙.交易系統發生故障；丙.期貨商逾時繳交保證金；丁.期貨商無法繳交保證金",{"id":50,"qno":51,"question":52,"session":39},"futures_law-115-1-011",11,"依我國期貨交易法規定下，會員制期貨交易所經理人之資格條件，下列敘述何者錯誤？",{"id":54,"qno":55,"question":56,"session":39},"futures_law-115-1-013",13,"依期貨交易法之規定，下列關於期貨交易所之敘述，何者錯誤？",{"id":58,"qno":59,"question":60,"session":61},"futures_law-115-2-006",6,"期貨交易所送審期貨契約，主管機關准駁之期間，除有特殊情形外，不得超過多少時間？","115-2",{"id":63,"qno":18,"question":64,"session":61},"futures_law-115-2-007","會員制期貨交易所之設立，應於主管機關許可之日起多久內完成法人設立登記？",{"id":66,"qno":22,"question":67,"session":61},"futures_law-115-2-008","期貨交易所業務人員之登記或異動，應按___列冊彙報金管會或金管會指定機構。",{"id":69,"qno":26,"question":70,"session":61},"futures_law-115-2-009","期貨商違反期貨交易所業務規則或其他章則情節重大，經公司制期貨交易所依期貨交易法第 39條第 1 項第 2 款規定，終止與期貨商所訂之使用期貨集中交易市場之契約者，應如何處理？",{"id":72,"qno":30,"question":73,"session":61},"futures_law-115-2-010","依我國期貨交易法之規定，在公司制期貨交易所交易之期貨商，應與交易所訂立何項契約？",{"id":75,"qno":51,"question":76,"session":61},"futures_law-115-2-011","依我國期貨交易法，有關期貨交易所之規定，下列敘述何者正確？",{"id":78,"qno":55,"question":79,"session":61},"futures_law-115-2-013","關於公司制期貨交易所繳存申請設立許可保證金之規定，下列何者正確？甲.金額為新臺幣 2 億元；乙.應由負責人繳交；丙.應於申請設立許可時繳交；丁.得以現金、政府債券或金融債券繳交",1787293963274]