[{"data":1,"prerenderedAt":47},["ShallowReactive",2],{"q-bank_audit_prac-48-041":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"bank_audit_prac","銀行內部控制與內部稽核測驗(一般金融)——銀行內部控制與內部稽核","c9",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21},"bank_audit_prac-48-041","48",41,"承銷融資性商業本票發行面額，應以新臺幣多少元為最低單位？",[13,14,15,16],"10 萬元","50 萬元","100 萬元","1,000 萬元",0,"票券及證券業務查核",1,"承銷融資性商業本票時，其發行面額應以新臺幣十萬元為最低單位計算，也就是面額須為十萬元或其整數倍，故答案為(A)。以十萬元作為最低單位，兼顧了票券市場交易的流通性與作業便利。(B)五十萬元、(C)一百萬元、(D)一千萬元都高於此最低單位標準，若以這些金額作為最低發行面額，將墊高投資門檻、限制發行與流通的彈性，並不符合規定。作答時要記住融資性商業本票『以十萬元為最低發行單位』這項數字，並注意不要與本票最高發行面額等其他票券面額規定互相混淆。","medium",[23,27,31,35,39,43],{"id":24,"question":25,"qno":26},"bank_audit_prac-47-060","辦理債券交易業務時，對客戶以現金給付之交割價款達新臺幣多少元以上者，應查驗確認投資人身分，並留存交易紀錄憑證？",60,{"id":28,"question":29,"qno":30},"bank_audit_prac-47-061","票券商經接受客戶之委託，以行紀或居間買賣短期票券之行為，稱為下列何者？",61,{"id":32,"question":33,"qno":34},"bank_audit_prac-47-062","有關證券商在辦理證券承銷案件時，除先行保留自行認購部分外，其配售方式種類，下列敘述何者錯誤？",62,{"id":36,"question":37,"qno":38},"bank_audit_prac-47-063","有關證券商與發行公司議定之包銷報酬或代銷手續費，分別不得超過包銷有價證券總金額與代銷有價證券總金額之多少百分比？",63,{"id":40,"question":41,"qno":42},"bank_audit_prac-48-042","債票形式之本票最高發行面額不得大於新臺幣多少元？",42,{"id":44,"question":45,"qno":46},"bank_audit_prac-48-043","短期票券利息所得所採之分離課稅稅率為下列何者？",43,1787293936559]