[{"data":1,"prerenderedAt":45},["ShallowReactive",2],{"q-bank_audit_prac-48-062":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":21},"bank_audit_prac","銀行內部控制與內部稽核測驗(一般金融)——銀行內部控制與內部稽核","c9",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":17,"explanation":19,"difficulty":20},"bank_audit_prac-48-062","48",62,"下列何種短期票券必須經信用評等機構進行信用評等，方能於票券市場流通買賣？",[13,14,15,16],"交易性商業本票","融資性商業本票","商業承兌匯票","銀行承兌匯票",1,"票券及證券業務查核","融資性商業本票係企業純為籌措短期資金而發行，並無實質交易背景可供檢視，投資人難以自行判斷發行人信用，故法令要求須經信用評等機構進行信用評等，方能於票券市場流通買賣，答案為(B)。(A)交易性商業本票以實際交易行為為基礎；(C)商業承兌匯票源自實質買賣並經買方承兌；(D)銀行承兌匯票更有銀行信用作擔保，三者皆有交易或銀行信用作基礎，不以強制評等為流通要件。","medium",[22,26,30,33,37,41],{"id":23,"question":24,"qno":25},"bank_audit_prac-47-060","辦理債券交易業務時，對客戶以現金給付之交割價款達新臺幣多少元以上者，應查驗確認投資人身分，並留存交易紀錄憑證？",60,{"id":27,"question":28,"qno":29},"bank_audit_prac-47-061","票券商經接受客戶之委託，以行紀或居間買賣短期票券之行為，稱為下列何者？",61,{"id":31,"question":32,"qno":10},"bank_audit_prac-47-062","有關證券商在辦理證券承銷案件時，除先行保留自行認購部分外，其配售方式種類，下列敘述何者錯誤？",{"id":34,"question":35,"qno":36},"bank_audit_prac-47-063","有關證券商與發行公司議定之包銷報酬或代銷手續費，分別不得超過包銷有價證券總金額與代銷有價證券總金額之多少百分比？",63,{"id":38,"question":39,"qno":40},"bank_audit_prac-48-041","承銷融資性商業本票發行面額，應以新臺幣多少元為最低單位？",41,{"id":42,"question":43,"qno":44},"bank_audit_prac-48-042","債票形式之本票最高發行面額不得大於新臺幣多少元？",42,1787293936786]