[{"data":1,"prerenderedAt":26},["ShallowReactive",2],{"q-fin_plan_prac-48-001":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"fin_plan_prac","理財規劃人員專業能力測驗——理財規劃實務","c1",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21},"fin_plan_prac-48-001","48",1,"銀行辦理財富管理業務，涉及外匯業務之經營者，應經下列何者之同意？",[13,14,15,16],"財政部","金管會","經濟部","中央銀行",3,"理財規劃概論",2,"外匯業務的主管機關為中央銀行，銀行辦理財富管理業務若涉及外匯業務之經營，除受金管會對財管業務的監理外，其外匯業務部分尚須經中央銀行同意，故答案為(D)。(A)財政部主管國家財政與國庫，並非外匯業務核准機關；(B)金管會雖為金融業務的主要監理機關，但外匯業務依中央銀行法屬中央銀行職權；(C)經濟部主管產業與商業，與外匯核准無關，故三者皆非。此題重點在於區分金管會的一般金融監理與中央銀行的外匯專屬職權。","easy",[23],{"id":24,"question":25,"qno":19},"fin_plan_prac-48-002","下列何者違反理財規劃人員的道德規範與紀律？",1787293952441]