[{"data":1,"prerenderedAt":45},["ShallowReactive",2],{"q-fin_plan_tools-47-029":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":21},"fin_plan_tools","理財規劃人員專業能力測驗——理財工具","c6",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":17,"explanation":19,"difficulty":20},"fin_plan_tools-47-029","47",29,"下列何者為國內基金公司的主管機關？",[13,14,15,16],"投信投顧公會","證券期貨局","期貨交易所","證券交易所",1,"共同基金","國內證券投資信託基金（投信基金）的法定監理機關，是金融監督管理委員會轄下的證券期貨局，負責基金募集發行的核准、投信投顧公司的設立與業務監理，故(B)正確。(A)投信投顧公會屬同業自律組織，功能在制定自律規範與教育訓練，不具公權力裁罰的監理地位；(C)期貨交易所與(D)證券交易所僅是提供集中交易的市場機構，管理的是掛牌交易與結算，並非核准或監督基金業者的主管機關。判別關鍵在於區分「自律團體、交易場所」與「政府監理機關」三者角色，主管機關一詞專指握有法定核准與處分權的官方機構。","easy",[22,26,30,34,38,41],{"id":23,"question":24,"qno":25},"fin_plan_tools-46-002","在我國下列哪一種金融機構得公開募集債券型基金？",2,{"id":27,"question":28,"qno":29},"fin_plan_tools-46-026","目前銀行的信託部接受客戶申購基金，其與投信公司所簽訂的契約為下列何者？",26,{"id":31,"question":32,"qno":33},"fin_plan_tools-46-027","下列何項費用已反應在基金淨值上？",27,{"id":35,"question":36,"qno":37},"fin_plan_tools-46-028","指數股票型證券投資信託基金(ETF)，主要是由下列何種傳統基金演化而成？",28,{"id":39,"question":40,"qno":10},"fin_plan_tools-46-029","指數股票型證券投資信託基金(ETF)是在國內交易所上市交易，其所擔保發行之信託憑證為何？",{"id":42,"question":43,"qno":44},"fin_plan_tools-46-030","大明投資 B 基金 1,000 個單位數，淨值為 10 美元，另收手續費 1%。投資一年後，每單位配息 0.2 美元，淨值變為 10.5 美元。若將手續費成本列入計算，則其投資報酬率為何？（取最接近值）",30,1787293950038]