[{"data":1,"prerenderedAt":43},["ShallowReactive",2],{"q-futures_law-114-3-002":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":21},"futures_law","期貨商業務員資格測驗——期貨交易法規","c1",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":17,"explanation":19,"difficulty":20},"futures_law-114-3-002","114-3",2,"我國期貨交易法所管轄之交易，不包括下列何者？",[13,14,15,16],"國內店頭期貨交易","國內證券交易所之認購權證交易","國內期貨交易所之交易","國內槓桿保證金契約交易",1,"期貨交易法(總則\u002F施行細則)","期貨交易法所稱之期貨交易，涵蓋在期貨交易所集中撮合的契約及法定的非集中交易類型。(B)認購權證雖具槓桿與衍生性質，但其本質屬證券交易法所定之有價證券，發行與買賣受證券交易法及證券主管機關規範，故不在期貨交易法管轄範圍內。(A)國內店頭期貨、(C)國內期貨交易所之交易、(D)國內槓桿保證金契約，均符合期貨交易法對期貨交易之定義而受其管轄。判斷關鍵在於分辨「有價證券」與「期貨」的法律屬性，認購權證屬前者，不受期貨交易法規範。","easy",[22,25,29,33,37,40],{"id":23,"question":24,"qno":10},"futures_law-114-3-001","依我國期貨交易法之規定，下列有關選擇權契約之敘述何者錯誤？",{"id":26,"question":27,"qno":28},"futures_law-114-3-003","依我國期貨交易法之規定，非在期貨交易所進行之期貨交易，基於下列哪些政策考量，得經主管機關於主管事項範圍內公告，不適用本法之規定？甲、金融；乙、貨幣；丙、外匯；丁、公債；戊、賦稅",3,{"id":30,"question":31,"qno":32},"futures_law-114-3-004","下列產業中，何者得依金融科技發展與創新實驗條例申請辦理期貨業務創新實驗？",4,{"id":34,"question":35,"qno":36},"futures_law-114-3-025","依我國期貨交易法之規定，下列何者為期貨服務事業？",25,{"id":38,"question":39,"qno":17},"futures_law-115-1-001","依據我國期貨交易法之規定，對於期貨交易之敘述，以下何者正確？甲、僅包括國內期貨交易所之交易，不包括國外期貨交易所部分；乙、包括國內外期貨交易所之交易；丙、僅包括集中市場之期貨交易；丁、包括集中市場與店頭市場之交易",{"id":41,"question":42,"qno":10},"futures_law-115-1-002","依我國期貨交易法之規定，有關選擇權契約之敘述，以下何者錯誤？",1787293963446]