[{"data":1,"prerenderedAt":43},["ShallowReactive",2],{"q-futures_law-114-3-004":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"futures_law","期貨商業務員資格測驗——期貨交易法規","c1",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21},"futures_law-114-3-004","114-3",4,"下列產業中，何者得依金融科技發展與創新實驗條例申請辦理期貨業務創新實驗？",[13,14,15,16],"僅期貨業","僅期貨及證券業","僅期貨、證券及銀行業","任何行業皆能依法申請",3,"期貨交易法(總則\u002F施行細則)",1,"金融科技發展與創新實驗條例採「監理沙盒」精神，重點在鼓勵運用科技創新金融業務，因此申請主體並不以既有金融特許業者為限。任何自然人、獨資合夥或公司等各行各業，只要提出具創新性且風險可控的實驗計畫並經主管機關核准，即可在一定範圍與期間內辦理期貨業務創新實驗，故選(D)。(A)僅限期貨業、(B)限期貨及證券業、(C)限期貨、證券及銀行業，都錯在把申請人身分限縮於特定金融業，與本條例開放各行業申請、暫時豁免部分法規以測試創新的立法目的不符。易混淆點在於實驗期間仍受主管機關監理、實驗期滿若欲正式經營仍須依法取得許可，「開放申請」並不等於免除後續合規義務。","medium",[23,27,30,33,37,40],{"id":24,"question":25,"qno":26},"futures_law-114-3-001","依我國期貨交易法之規定，下列有關選擇權契約之敘述何者錯誤？",2,{"id":28,"question":29,"qno":26},"futures_law-114-3-002","我國期貨交易法所管轄之交易，不包括下列何者？",{"id":31,"question":32,"qno":17},"futures_law-114-3-003","依我國期貨交易法之規定，非在期貨交易所進行之期貨交易，基於下列哪些政策考量，得經主管機關於主管事項範圍內公告，不適用本法之規定？甲、金融；乙、貨幣；丙、外匯；丁、公債；戊、賦稅",{"id":34,"question":35,"qno":36},"futures_law-114-3-025","依我國期貨交易法之規定，下列何者為期貨服務事業？",25,{"id":38,"question":39,"qno":19},"futures_law-115-1-001","依據我國期貨交易法之規定，對於期貨交易之敘述，以下何者正確？甲、僅包括國內期貨交易所之交易，不包括國外期貨交易所部分；乙、包括國內外期貨交易所之交易；丙、僅包括集中市場之期貨交易；丁、包括集中市場與店頭市場之交易",{"id":41,"question":42,"qno":26},"futures_law-115-1-002","依我國期貨交易法之規定，有關選擇權契約之敘述，以下何者錯誤？",1787293963478]