[{"data":1,"prerenderedAt":47},["ShallowReactive",2],{"q-futures_law-114-3-024":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"futures_law","期貨商業務員資格測驗——期貨交易法規","c4",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21},"futures_law-114-3-024","115-2",18,"有關期貨商接受期貨交易人開戶之規定，下列敘述何者錯誤？",[13,14,15,16],"期貨商應與期貨交易人簽訂受託契約","期貨商可指派內部稽核，接受期貨交易人開戶","期貨商應由具業務員資格者，在開戶前告知期貨商品之性質、交易條件及可能風險","期貨商應將風險預告書交付期貨交易人",1,"期貨業與期貨商(設置標準\u002F管理規則)",2,"內部稽核職務須與營業、業務等單位相互獨立、職能不相容，以維持內部控制之制衡機制，故不得由內部稽核辦理接受期貨交易人開戶，(B)敘述錯誤。(A)期貨商應與期貨交易人簽訂受託契約、(C)應由具業務員資格者於開戶前告知期貨商品之性質、交易條件及可能風險、(D)應將風險預告書交付期貨交易人，均為正確之開戶程序規定。核心在於稽核與業務職能分立，開戶屬業務行為，不得由內部稽核人員兼辦。","medium",[23,27,31,35,39,43],{"id":24,"question":25,"qno":26},"futures_law-114-3-015","依我國期貨交易法之規定，下列敘述何者為不正確？",15,{"id":28,"question":29,"qno":30},"futures_law-114-3-017","下列何者不正確？",20,{"id":32,"question":33,"qno":34},"futures_law-114-3-019","關於客戶保證金專戶，期貨商在下列何種情況不得提取專戶內之款項？",19,{"id":36,"question":37,"qno":38},"futures_law-114-3-021","期貨商受理開立綜合帳戶從事期貨交易，應向主管機關申報之事項不包括下列何者？",21,{"id":40,"question":41,"qno":42},"futures_law-114-3-022","期貨商對不同客戶所為同種類期貨交易之委託，就交易結果，如何進行分配？",14,{"id":44,"question":45,"qno":46},"futures_law-114-3-023","期貨商從事期貨交易，以下何者不正確？",23,1787293963708]