[{"data":1,"prerenderedAt":47},["ShallowReactive",2],{"q-futures_law-114-3-030":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"futures_law","期貨商業務員資格測驗——期貨交易法規","c4",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21},"futures_law-114-3-030","114-3",30,"外國證券商或金融機構申請在中華民國境內設立分支機構兼營期貨業務者，下列敘述何者正確？",[13,14,15,16],"必須先得到其本國政府准許","可以事後再向其本國政府報備","因已超越國界，故可不必理會其本國政府","法無明文規定是否必須先得到其本國政府准許",0,"期貨業與期貨商(設置標準\u002F管理規則)",1,"外國證券商或金融機構申請在中華民國境內設立分支機構兼營期貨業務者，必須先取得其本國政府之准許，以確保母國監理機關同意並利於跨境監理合作，故正確者為(A)。(B)事後再向本國政府報備、(C)因超越國界即可不必理會本國政府、(D)謂法無明文規定是否須先得本國政府准許，均與須先經本國政府准許之要件不符。核心觀念為外國業者跨境設立分支機構採「母國事前核准」原則，非事後報備亦非無規範。","medium",[23,27,31,35,39,43],{"id":24,"question":25,"qno":26},"futures_law-114-3-015","依我國期貨交易法之規定，下列敘述何者為不正確？",15,{"id":28,"question":29,"qno":30},"futures_law-114-3-017","下列何者不正確？",20,{"id":32,"question":33,"qno":34},"futures_law-114-3-019","關於客戶保證金專戶，期貨商在下列何種情況不得提取專戶內之款項？",19,{"id":36,"question":37,"qno":38},"futures_law-114-3-021","期貨商受理開立綜合帳戶從事期貨交易，應向主管機關申報之事項不包括下列何者？",21,{"id":40,"question":41,"qno":42},"futures_law-114-3-022","期貨商對不同客戶所為同種類期貨交易之委託，就交易結果，如何進行分配？",14,{"id":44,"question":45,"qno":46},"futures_law-114-3-023","期貨商從事期貨交易，以下何者不正確？",23,1787293963788]