[{"data":1,"prerenderedAt":46},["ShallowReactive",2],{"q-futures_law-114-3-034":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":21},"futures_law","期貨商業務員資格測驗——期貨交易法規","c4",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":17,"explanation":19,"difficulty":20},"futures_law-114-3-034","114-3",34,"下列有關期貨商之管理規範，何者不是由主管機關訂定？",[13,14,15,16],"期貨商設置標準及管理規則","期貨商營業之場地及設備標準","期貨商負責人、業務員或其他業務輔助人之資格條件及其管理事項","期貨商之資本額或指撥營運資金",1,"期貨業與期貨商(設置標準\u002F管理規則)","本題須區辨「由主管機關訂定」與「由期交所或同業公會擬訂、報主管機關核定」兩種規範產生方式。(B)期貨商營業之場地及設備標準,係由期貨交易所或期貨業同業公會擬訂後報主管機關核定,非主管機關逕行訂定,故入選。(A)期貨商設置標準及管理規則、(C)期貨商負責人、業務員或其他業務輔助人之資格條件及管理事項、(D)期貨商之資本額或指撥營運資金,均由期貨交易法授權主管機關以命令定之。","hard",[22,26,30,34,38,42],{"id":23,"question":24,"qno":25},"futures_law-114-3-015","依我國期貨交易法之規定，下列敘述何者為不正確？",15,{"id":27,"question":28,"qno":29},"futures_law-114-3-017","下列何者不正確？",20,{"id":31,"question":32,"qno":33},"futures_law-114-3-019","關於客戶保證金專戶，期貨商在下列何種情況不得提取專戶內之款項？",19,{"id":35,"question":36,"qno":37},"futures_law-114-3-021","期貨商受理開立綜合帳戶從事期貨交易，應向主管機關申報之事項不包括下列何者？",21,{"id":39,"question":40,"qno":41},"futures_law-114-3-022","期貨商對不同客戶所為同種類期貨交易之委託，就交易結果，如何進行分配？",14,{"id":43,"question":44,"qno":45},"futures_law-114-3-023","期貨商從事期貨交易，以下何者不正確？",23,1787293963826]