[{"data":1,"prerenderedAt":45},["ShallowReactive",2],{"q-futures_law-114-3-038":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":21},"futures_law","期貨商業務員資格測驗——期貨交易法規","c6",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":17,"explanation":19,"difficulty":20},"futures_law-114-3-038","114-3",38,"期貨交易輔助人應於每月幾日之前，向主管機關、期貨交易所或指定機構申報上月份業務量月報表？",[13,14,15,16],"五日","十日","十五日","二十日",1,"證券商經營期貨交易輔助業務管理規則","本題考期貨交易輔助人業務量月報表的申報期限。依規定，輔助人應於每月(B)十日以前，向主管機關、期貨交易所或指定機構申報上月份的業務量月報表，這與金融證券業各類月報表多以次月十日為結報基準的通例一致，方便主管機關按月掌握營運概況與交易量能。其餘選項(A)五日、(C)十五日、(D)二十日均非法定期限，屬記憶混淆的干擾項。記憶要領是將「月報表、十日前」綁在一起，並與年報、半年報等較長週期的申報期限區分開來，避免張冠李戴。","easy",[22,26,30,34,37,41],{"id":23,"question":24,"qno":25},"futures_law-114-3-037","主管機關得退回證券商申請經營期貨交易輔助業務之情形，不包括下列何者？",37,{"id":27,"question":28,"qno":29},"futures_law-114-3-042","期貨交易輔助人代理期貨商接受期貨交易人開戶，以下何者錯誤？",42,{"id":31,"question":32,"qno":33},"futures_law-115-1-029","期貨交易輔助人與委任期貨商簽訂委任契約，其中應載明事項以下何者正確？",29,{"id":35,"question":36,"qno":10},"futures_law-115-1-034","證券商申請其分支機構經營期貨交易輔助業務，以下列何者為限？",{"id":38,"question":39,"qno":40},"futures_law-115-1-035","期貨交易輔助人接受客戶開戶後，應送交何處確認並簽名或蓋章？",35,{"id":42,"question":43,"qno":44},"futures_law-115-1-045","有關期貨交易輔助人於知悉或事實發生之日起五個營業日內，應依一定程序向主管機關申報之事項，不包括下列何者？",46,1787293963863]