[{"data":1,"prerenderedAt":23},["ShallowReactive",2],{"q-futures_law-114-3-039":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"futures_law","期貨商業務員資格測驗——期貨交易法規","c7",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21},"futures_law-114-3-039","114-3",39,"期貨商業同業公會負責人及業務人員管理事項，由下列何者規定之？",[13,14,15,16],"全國期貨商業同業公會聯合會","經濟部","金融監督管理委員會","財政部",2,"同業公會與臺灣期貨交易所業務規則",1,"本題考期貨商業同業公會負責人及業務人員管理事項的規範主體。我國期貨市場的目的事業主管機關為(C)金融監督管理委員會（金管會），公會負責人與業務人員的資格、行為規範等管理事項，係由金管會以命令定之，以貫徹對期貨業自律組織的一致監理。其餘選項均非期貨業務主管機關：(A)全國期貨商業同業公會聯合會屬自律團體而非主管機關、(B)經濟部主管一般商業與公司登記、(D)財政部主管財政與部分稅務，皆與期貨業監理權責無涉，故正解為(C)。作答時掌握「期貨監理權歸金管會」即可判斷。","easy",[],1787293963868]