[{"data":1,"prerenderedAt":46},["ShallowReactive",2],{"q-futures_law-114-3-046":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":21},"futures_law","期貨商業務員資格測驗——期貨交易法規","c9",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":17,"explanation":19,"difficulty":20},"futures_law-114-3-046","114-3",46,"依期貨信託基金管理辦法之規定，期貨信託事業於國外對不特定人募集期貨信託基金投資國內任一上市或上櫃公司股票及公司債或金融債券之總金額，占本期貨信託基金淨資產價值之比率，不得超過下列何者？",[13,14,15,16],"百分之十五","百分之二十","百分之二十五","百分之三十",1,"期貨信託事業與基金管理","本題考期貨信託基金於國外對不特定人募集時，投資國內單一標的的比率上限。依期貨信託基金管理辦法，投資於國內任一上市或上櫃公司的股票及公司債或金融債券之總金額，合計不得超過本基金淨資產價值的(B)百分之二十。此屬單一發行公司的集中度限制，目的在分散投資、避免過度暴露於單一標的的信用與價格風險。其餘(A)百分之十五、(C)百分之二十五、(D)百分之三十均非法定上限，為數字干擾項。作答要領是記住「同一標的不得逾淨資產百分之二十」這條分散投資的門檻，即可鎖定(B)。","hard",[22,26,30,34,38,42],{"id":23,"question":24,"qno":25},"futures_law-114-3-040","下列有關期貨信託基金受益憑證之敘述，何者有誤？",40,{"id":27,"question":28,"qno":29},"futures_law-114-3-044","所列期貨信託基金公開說明書應揭露期貨信託契約所訂期貨信託事業之權利、義務與責任部分，何者為真？",44,{"id":31,"question":32,"qno":33},"futures_law-114-3-045","依「期貨信託事業設置標準」第十二條規定，目前得擔任期貨信託事業專業發起人之事業有幾種？",45,{"id":35,"question":36,"qno":37},"futures_law-114-3-047","下列有關證券投資信託事業申請兼營期貨信託事業應具備條件之敘述，何者有誤？",47,{"id":39,"question":40,"qno":41},"futures_law-115-1-033","下列哪一種終止契約之情況毋須先報主管機關核准？",33,{"id":43,"question":44,"qno":45},"futures_law-115-1-036","有關期貨信託基金之保管規定，以下敘述何者錯誤？",36,1787293963927]