[{"data":1,"prerenderedAt":47},["ShallowReactive",2],{"q-futures_law-115-1-016":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"futures_law","期貨商業務員資格測驗——期貨交易法規","c4",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21},"futures_law-115-1-016","115-1",16,"期貨商遇期貨交易所有緊急情事而暫停交易且有重大影響期貨交易人權益時，應如何處理？",[13,14,15,16],"應立即於公告欄內公告","應立即向主管機關申報","應立即向期貨公會申報","應向主管機關申報並應及時通知期貨交易人",3,"期貨業與期貨商(設置標準\u002F管理規則)",1,"本題考期貨交易所發生緊急情事而暫停交易且重大影響交易人權益時，期貨商的處理義務。正解為(D)：期貨商應向主管機關申報，並應及時通知期貨交易人，此為對上申報與對下告知並存的雙重義務，缺一不可，既讓監理機關掌握狀況，也保障交易人及時知悉以因應部位風險。其餘選項均有缺漏：(A)僅於公告欄公告、(B)僅向主管機關申報、(C)僅向期貨公會申報，都未同時兼顧「通知交易人」這一保障投資人的關鍵環節。作答要領是抓住申報與通知交易人兩者必須並行，即可鎖定(D)。","medium",[23,27,31,35,39,43],{"id":24,"question":25,"qno":26},"futures_law-114-3-015","依我國期貨交易法之規定，下列敘述何者為不正確？",15,{"id":28,"question":29,"qno":30},"futures_law-114-3-017","下列何者不正確？",20,{"id":32,"question":33,"qno":34},"futures_law-114-3-019","關於客戶保證金專戶，期貨商在下列何種情況不得提取專戶內之款項？",19,{"id":36,"question":37,"qno":38},"futures_law-114-3-021","期貨商受理開立綜合帳戶從事期貨交易，應向主管機關申報之事項不包括下列何者？",21,{"id":40,"question":41,"qno":42},"futures_law-114-3-022","期貨商對不同客戶所為同種類期貨交易之委託，就交易結果，如何進行分配？",14,{"id":44,"question":45,"qno":46},"futures_law-114-3-023","期貨商從事期貨交易，以下何者不正確？",23,1787293964153]