[{"data":1,"prerenderedAt":46},["ShallowReactive",2],{"q-futures_law-115-1-020":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"futures_law","期貨商業務員資格測驗——期貨交易法規","c4",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21},"futures_law-115-1-020","115-1",20,"關於本國期貨商申請設置分支機構之規定，下列何者正確？甲.期貨商得於申請設置許可時，同時申請設置分支機構；乙.每設置一家分支機構，其最低實收資本額應增加新臺幣一千萬元；丙.期貨商於開始營業後，雖最近一年曾受停業處分，但情事已具體改善並經金管會認可，仍得申請設置分支機構；丁.期貨商分支機構業務員不得少於三人",[13,14,15,16],"甲、丙、丁","乙、丙、丁","甲、乙、丁","丙、丁",0,"期貨業與期貨商(設置標準\u002F管理規則)",1,"分支機構設置採「同案併辦」與「營業保證金增提」兩大原則。甲正確,期貨商得於申請設置許可時一併申請設置分支機構,不必等本公司開業後才另案提出;丙正確,雖最近一年曾受停業處分,但情事已具體改善並經金管會認可者,即解除該消極要件,仍得申請;丁正確,分支機構配置業務員不得少於三人,以維持基本服務量能。故甲、丙、丁組合的(A)為正解。乙的敘述最易誤導:每增設一家分支機構應「增提營業保證金」而非提高最低實收資本額,兩者分屬不同的財務門檻,考生須辨明資本額是設立時的股本要求、營業保證金則按業務規模與家數逐項繳存,故乙錯而不選(B)(C)。","hard",[23,27,30,34,38,42],{"id":24,"question":25,"qno":26},"futures_law-114-3-015","依我國期貨交易法之規定，下列敘述何者為不正確？",15,{"id":28,"question":29,"qno":10},"futures_law-114-3-017","下列何者不正確？",{"id":31,"question":32,"qno":33},"futures_law-114-3-019","關於客戶保證金專戶，期貨商在下列何種情況不得提取專戶內之款項？",19,{"id":35,"question":36,"qno":37},"futures_law-114-3-021","期貨商受理開立綜合帳戶從事期貨交易，應向主管機關申報之事項不包括下列何者？",21,{"id":39,"question":40,"qno":41},"futures_law-114-3-022","期貨商對不同客戶所為同種類期貨交易之委託，就交易結果，如何進行分配？",14,{"id":43,"question":44,"qno":45},"futures_law-114-3-023","期貨商從事期貨交易，以下何者不正確？",23,1787293964189]