[{"data":1,"prerenderedAt":46},["ShallowReactive",2],{"q-futures_law-115-1-021":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"futures_law","期貨商業務員資格測驗——期貨交易法規","c4",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21},"futures_law-115-1-021","115-1",21,"依期貨商管理規則之規定，下列敘述何者為錯誤？",[13,14,15,16],"期貨經紀商為處理錯帳之需要，得於本公司開戶從事期貨交易","期貨經紀商經主管機關核准者，得於其本公司或其他期貨商開戶，為自己利益之計算從事期貨交易","金融機構兼營期貨業務者，為所營業務之需要，得於其本公司或其他期貨商開戶，為自己利益之計算從事期貨交易","期貨商負責人、業務員或其他從業人員不得以自己之名義或利用他人名義從事期貨交易",3,"期貨業與期貨商(設置標準\u002F管理規則)",1,"本題問「錯誤」者。原則上期貨商及其負責人、業務員、從業人員不得自行從事期貨交易,以杜絕利益衝突與搶帳,但法規設有明文例外。(A)期貨經紀商為處理錯帳之需要得於本公司開戶交易,屬正常清理帳務所必需;(B)(C)期貨經紀商或兼營期貨業務之金融機構,經主管機關核准者,得於本公司或其他期貨商開戶為自己利益之計算從事交易,均是法規允許的例外態樣,敘述皆正確。(D)將「不得以自己或他人名義從事期貨交易」寫成毫無例外的絕對禁止,忽略了上述法定例外情形,與規範不符,故(D)為錯誤敘述,即為本題應選之答案。","hard",[23,27,31,35,38,42],{"id":24,"question":25,"qno":26},"futures_law-114-3-015","依我國期貨交易法之規定，下列敘述何者為不正確？",15,{"id":28,"question":29,"qno":30},"futures_law-114-3-017","下列何者不正確？",20,{"id":32,"question":33,"qno":34},"futures_law-114-3-019","關於客戶保證金專戶，期貨商在下列何種情況不得提取專戶內之款項？",19,{"id":36,"question":37,"qno":10},"futures_law-114-3-021","期貨商受理開立綜合帳戶從事期貨交易，應向主管機關申報之事項不包括下列何者？",{"id":39,"question":40,"qno":41},"futures_law-114-3-022","期貨商對不同客戶所為同種類期貨交易之委託，就交易結果，如何進行分配？",14,{"id":43,"question":44,"qno":45},"futures_law-114-3-023","期貨商從事期貨交易，以下何者不正確？",23,1787293964211]