[{"data":1,"prerenderedAt":47},["ShallowReactive",2],{"q-futures_law-115-1-022":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"futures_law","期貨商業務員資格測驗——期貨交易法規","c4",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21},"futures_law-115-1-022","115-1",22,"本國金融機構申請兼營期貨業務：",[13,14,15,16],"應先經其目的事業主管機關核准，並應以該機構名義申請","不須經其目的事業主管機關核准，只須以機構名義申請","得以金融機構信託之名義申請","經股東會同意後申請",0,"期貨業與期貨商(設置標準\u002F管理規則)",1,"金融機構兼營期貨業務屬「跨業經營」,須雙重把關並以本體名義承擔責任。(A)正確,應先取得其目的事業主管機關(如銀行業之銀行局)之核准,再向期貨主管機關申請,且須以該金融機構本身之名義提出,使權責歸屬明確、由該法人整體負責。(B)漏了目的事業主管機關核准這一前置要件,誤以為僅憑機構名義申請即可;(C)以金融機構信託之名義申請,混淆了本體與信託關係,不符以機構名義申請之規定;(D)僅經股東會同意並非法定要件,主管機關核准才是關鍵門檻。故(B)(C)(D)均不符要件,正解為(A)。","medium",[23,27,31,35,39,43],{"id":24,"question":25,"qno":26},"futures_law-114-3-015","依我國期貨交易法之規定，下列敘述何者為不正確？",15,{"id":28,"question":29,"qno":30},"futures_law-114-3-017","下列何者不正確？",20,{"id":32,"question":33,"qno":34},"futures_law-114-3-019","關於客戶保證金專戶，期貨商在下列何種情況不得提取專戶內之款項？",19,{"id":36,"question":37,"qno":38},"futures_law-114-3-021","期貨商受理開立綜合帳戶從事期貨交易，應向主管機關申報之事項不包括下列何者？",21,{"id":40,"question":41,"qno":42},"futures_law-114-3-022","期貨商對不同客戶所為同種類期貨交易之委託，就交易結果，如何進行分配？",14,{"id":44,"question":45,"qno":46},"futures_law-114-3-023","期貨商從事期貨交易，以下何者不正確？",23,1787293964218]