[{"data":1,"prerenderedAt":45},["ShallowReactive",2],{"q-futures_law-115-1-023":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":21},"futures_law","期貨商業務員資格測驗——期貨交易法規","c4",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":17,"explanation":19,"difficulty":20},"futures_law-115-1-023","115-1",23,"關於期貨商繳存營業保證金之規定，下列何者正確？甲.兼營期貨經紀與自營業務之期貨商，應繳存營業保證金新臺幣六千萬元；乙.每設置一家分支機構，視其經營之業務種類，增提營業保證金；丙.營業保證金得以現金、政府債券、金融債券繳交；丁.由期貨商向國庫繳交",[13,14,15,16],"乙、丁","甲、丙","甲、丁","甲、乙",1,"期貨業與期貨商(設置標準\u002F管理規則)","營業保證金依業務種類分別計繳並限定繳存標的。甲正確,兼營期貨經紀與自營者,經紀應繳新臺幣五千萬元、自營一千萬元,合計即為六千萬元;丙正確,營業保證金得以現金、政府債券或金融債券等具高度變現性與安全性之標的繳交,以保障期貨業務債權人。故甲、丙的(B)為正解。乙錯在增設分支機構時增提的是「營業保證金」的計算固已含分支業務,但本題乙的敘述方向與正確組合不符,重點在辨明並非每項都增提;丁錯在營業保證金應向主管機關指定之金融機構繳存,而非逕向國庫繳交,國庫非收存機關。故不選(A)(C)(D)。","hard",[22,26,30,34,38,42],{"id":23,"question":24,"qno":25},"futures_law-114-3-015","依我國期貨交易法之規定，下列敘述何者為不正確？",15,{"id":27,"question":28,"qno":29},"futures_law-114-3-017","下列何者不正確？",20,{"id":31,"question":32,"qno":33},"futures_law-114-3-019","關於客戶保證金專戶，期貨商在下列何種情況不得提取專戶內之款項？",19,{"id":35,"question":36,"qno":37},"futures_law-114-3-021","期貨商受理開立綜合帳戶從事期貨交易，應向主管機關申報之事項不包括下列何者？",21,{"id":39,"question":40,"qno":41},"futures_law-114-3-022","期貨商對不同客戶所為同種類期貨交易之委託，就交易結果，如何進行分配？",14,{"id":43,"question":44,"qno":10},"futures_law-114-3-023","期貨商從事期貨交易，以下何者不正確？",1787293964223]