[{"data":1,"prerenderedAt":47},["ShallowReactive",2],{"q-futures_law-115-1-025":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"futures_law","期貨商業務員資格測驗——期貨交易法規","c4",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21},"futures_law-115-1-025","115-2",32,"期貨商之下列何機關負有選任經理人之責任，應確實審核經理人應具備之資格條件，並就經理人資格條件之維持及適任性，負監督之責？",[13,14,15,16],"董事會","監察人","股東會","審計委員會",0,"期貨業與期貨商(設置標準\u002F管理規則)",2,"公司治理下經理人的選任與監督責任歸屬於董事會。依規定,期貨商由董事會負選任經理人之責,並應確實審核經理人應具備之資格條件,且就其資格條件之維持及適任性負持續監督之責,故(A)正確。(B)監察人職司監督公司業務執行及查核財務,並非選任經理人的機關;(C)股東會為公司最高意思機關,決議重大事項但不直接選任經理人;(D)審計委員會主要負責財務報告、內控與簽證會計師等監督事項,亦非經理人的選任者。故(B)(C)(D)均非本題所指負責選任並監督經理人適任性的機關,正解為(A)。","medium",[23,27,31,35,39,43],{"id":24,"question":25,"qno":26},"futures_law-114-3-015","依我國期貨交易法之規定，下列敘述何者為不正確？",15,{"id":28,"question":29,"qno":30},"futures_law-114-3-017","下列何者不正確？",20,{"id":32,"question":33,"qno":34},"futures_law-114-3-019","關於客戶保證金專戶，期貨商在下列何種情況不得提取專戶內之款項？",19,{"id":36,"question":37,"qno":38},"futures_law-114-3-021","期貨商受理開立綜合帳戶從事期貨交易，應向主管機關申報之事項不包括下列何者？",21,{"id":40,"question":41,"qno":42},"futures_law-114-3-022","期貨商對不同客戶所為同種類期貨交易之委託，就交易結果，如何進行分配？",14,{"id":44,"question":45,"qno":46},"futures_law-114-3-023","期貨商從事期貨交易，以下何者不正確？",23,1787293964249]