[{"data":1,"prerenderedAt":47},["ShallowReactive",2],{"q-futures_law-115-1-026":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"futures_law","期貨商業務員資格測驗——期貨交易法規","c4",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21},"futures_law-115-1-026","115-1",26,"依期貨商管理規則之規定，期貨商受託從事期貨交易，得為下列何種行為？",[13,14,15,16],"向客戶或不特定多數人推介特定種類之期貨交易","向客戶或不特定多數人提供上漲或下跌之判斷，以勸誘不必要之買賣","於客戶成交後，如已辦理交易確認並留存紀錄，則得免辦理期貨交易人就買賣報告書之簽名蓋章事宜","代期貨交易人保管款項、印鑑或存摺",2,"期貨業與期貨商(設置標準\u002F管理規則)",1,"本題問期貨商受託交易時「得為」的合法行為。(C)正確,客戶成交後若已辦理交易確認並留存相關紀錄,即得免辦期貨交易人就買賣報告書之簽名蓋章事宜,屬法規允許的作業簡化。其餘均為明文禁止的招攬或保管禁制:(A)向客戶或不特定多數人推介特定種類之期貨交易,構成不當招攬;(B)提供上漲或下跌之判斷以勸誘不必要之買賣,屬誘使過度交易;(D)代期貨交易人保管款項、印鑑或存摺,易生挪用與利益衝突,均在禁止之列。故本題應選唯一屬允許行為的(C),而不選(A)(B)(D)。","medium",[23,27,31,35,39,43],{"id":24,"question":25,"qno":26},"futures_law-114-3-015","依我國期貨交易法之規定，下列敘述何者為不正確？",15,{"id":28,"question":29,"qno":30},"futures_law-114-3-017","下列何者不正確？",20,{"id":32,"question":33,"qno":34},"futures_law-114-3-019","關於客戶保證金專戶，期貨商在下列何種情況不得提取專戶內之款項？",19,{"id":36,"question":37,"qno":38},"futures_law-114-3-021","期貨商受理開立綜合帳戶從事期貨交易，應向主管機關申報之事項不包括下列何者？",21,{"id":40,"question":41,"qno":42},"futures_law-114-3-022","期貨商對不同客戶所為同種類期貨交易之委託，就交易結果，如何進行分配？",14,{"id":44,"question":45,"qno":46},"futures_law-114-3-023","期貨商從事期貨交易，以下何者不正確？",23,1787293964255]