[{"data":1,"prerenderedAt":47},["ShallowReactive",2],{"q-futures_law-115-1-028":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"futures_law","期貨商業務員資格測驗——期貨交易法規","c4",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21},"futures_law-115-1-028","115-1",28,"期貨商之下列何項資金運用，不符期貨商管理規則之規定？",[13,14,15,16],"銀行存款二千萬元、政府公債五千萬元","銀行存款五千萬元、可轉讓之銀行定期存單二千萬元","政府公債二千萬元、未上市股票二千萬元","國庫券二千萬元、政府公債五千萬元",2,"期貨業與期貨商(設置標準\u002F管理規則)",1,"期貨商自有資金運用受嚴格限制,原則僅得投資於安全性與流動性高的標的,禁止投入高風險或流動性差的資產。(A)銀行存款與政府公債、(B)銀行存款與可轉讓之銀行定期存單、(D)國庫券與政府公債,皆屬存款、政府債券、國庫券、可轉讓定存單等合格運用標的,均符合規定。(C)則含「未上市股票」二千萬元,未上市股票流動性低、評價不易且風險偏高,不在期貨商自有資金得投資之列,故(C)不符期貨商管理規則之規定,為本題應選之答案。判斷關鍵在於辨識標的是否屬低風險、高變現性之許可類別。","medium",[23,27,31,35,39,43],{"id":24,"question":25,"qno":26},"futures_law-114-3-015","依我國期貨交易法之規定，下列敘述何者為不正確？",15,{"id":28,"question":29,"qno":30},"futures_law-114-3-017","下列何者不正確？",20,{"id":32,"question":33,"qno":34},"futures_law-114-3-019","關於客戶保證金專戶，期貨商在下列何種情況不得提取專戶內之款項？",19,{"id":36,"question":37,"qno":38},"futures_law-114-3-021","期貨商受理開立綜合帳戶從事期貨交易，應向主管機關申報之事項不包括下列何者？",21,{"id":40,"question":41,"qno":42},"futures_law-114-3-022","期貨商對不同客戶所為同種類期貨交易之委託，就交易結果，如何進行分配？",14,{"id":44,"question":45,"qno":46},"futures_law-114-3-023","期貨商從事期貨交易，以下何者不正確？",23,1787293964295]