[{"data":1,"prerenderedAt":46},["ShallowReactive",2],{"q-futures_law-115-1-035":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"futures_law","期貨商業務員資格測驗——期貨交易法規","c6",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21},"futures_law-115-1-035","115-1",35,"期貨交易輔助人接受客戶開戶後，應送交何處確認並簽名或蓋章？",[13,14,15,16],"委任期貨商","期貨商業同業公會","證券商","期貨主管機關",0,"證券商經營期貨交易輔助業務管理規則",1,"期貨交易輔助人本身不直接受託開戶,其定位在協助招攬與轉介,真正的交易與帳務關係存在於交易人與委任期貨商之間。(A)正確,期貨交易輔助人接受客戶開戶後,應將開戶文件送交「委任期貨商」確認並由其簽名或蓋章,由委任期貨商承接開戶及後續受託關係。(B)期貨商業同業公會為自律組織、(C)證券商僅為輔助人所屬本體、(D)期貨主管機關負責監理,三者均非確認客戶開戶並簽章的對象。故正解為(A),核心觀念在於輔助人須將開戶回歸委任期貨商完成確認。","medium",[23,27,31,35,39,42],{"id":24,"question":25,"qno":26},"futures_law-114-3-037","主管機關得退回證券商申請經營期貨交易輔助業務之情形，不包括下列何者？",37,{"id":28,"question":29,"qno":30},"futures_law-114-3-038","期貨交易輔助人應於每月幾日之前，向主管機關、期貨交易所或指定機構申報上月份業務量月報表？",38,{"id":32,"question":33,"qno":34},"futures_law-114-3-042","期貨交易輔助人代理期貨商接受期貨交易人開戶，以下何者錯誤？",42,{"id":36,"question":37,"qno":38},"futures_law-115-1-029","期貨交易輔助人與委任期貨商簽訂委任契約，其中應載明事項以下何者正確？",29,{"id":40,"question":41,"qno":30},"futures_law-115-1-034","證券商申請其分支機構經營期貨交易輔助業務，以下列何者為限？",{"id":43,"question":44,"qno":45},"futures_law-115-1-045","有關期貨交易輔助人於知悉或事實發生之日起五個營業日內，應依一定程序向主管機關申報之事項，不包括下列何者？",46,1787293964394]