[{"data":1,"prerenderedAt":47},["ShallowReactive",2],{"q-futures_law-115-1-040":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"futures_law","期貨商業務員資格測驗——期貨交易法規","c4",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21},"futures_law-115-1-040","115-1",40,"期貨商兼營槓桿交易商之淨值低於新台幣多少金額時，應即停止辦理槓桿保證金契約交易業務，並向主管機關、期貨交易所及證券櫃檯買賣中心提出改善計畫？",[13,14,15,16],"新臺幣八億元","新臺幣七億元","新臺幣六億元","新臺幣五億元",2,"期貨業與期貨商(設置標準\u002F管理規則)",1,"期貨商兼營槓桿交易商設有淨值下限的預警與停辦機制,以控管高槓桿業務風險。依規定,當其淨值低於新臺幣「六億元」時,應即停止辦理槓桿保證金契約交易業務,並向主管機關、期貨交易所及證券櫃檯買賣中心提出改善計畫,三方通報確保監理、交易與櫃買體系同步掌握,故(C)正確。(A)八億、(B)七億、(D)五億等門檻數字均與規定不符。此機制重點在於淨值一旦跌破法定下限即須立即停辦新交易並限期改善,考生須記住六億元此一關鍵門檻與三方提報對象,正解為(C)。","hard",[23,27,31,35,39,43],{"id":24,"question":25,"qno":26},"futures_law-114-3-015","依我國期貨交易法之規定，下列敘述何者為不正確？",15,{"id":28,"question":29,"qno":30},"futures_law-114-3-017","下列何者不正確？",20,{"id":32,"question":33,"qno":34},"futures_law-114-3-019","關於客戶保證金專戶，期貨商在下列何種情況不得提取專戶內之款項？",19,{"id":36,"question":37,"qno":38},"futures_law-114-3-021","期貨商受理開立綜合帳戶從事期貨交易，應向主管機關申報之事項不包括下列何者？",21,{"id":40,"question":41,"qno":42},"futures_law-114-3-022","期貨商對不同客戶所為同種類期貨交易之委託，就交易結果，如何進行分配？",14,{"id":44,"question":45,"qno":46},"futures_law-114-3-023","期貨商從事期貨交易，以下何者不正確？",23,1787293964443]