[{"data":1,"prerenderedAt":47},["ShallowReactive",2],{"q-futures_law-115-1-041":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"futures_law","期貨商業務員資格測驗——期貨交易法規","c9",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21},"futures_law-115-1-041","115-1",41,"期貨信託事業募集發行具資產配置理念之傘型期貨信託基金，對不特定人募集發行傘型期貨信託基金，下列何者正確？",[13,14,15,16],"子期貨信託基金數不得超過五檔","子基金可以分次募集","當任一子期貨信託基金未達成立條件時，該傘型期貨信託基金即不成立","以上皆是",2,"期貨信託事業與基金管理",1,"傘型期貨信託基金由多檔子基金組成,對不特定人公開募集時設有整體成立與否的連動規則。(C)正確,當任一子期貨信託基金未達成立條件時,該傘型期貨信託基金即不成立,採全體同進退以維護投資人對整體架構的預期。(A)子基金數不得超過五檔並非正確限制;(B)子基金應同次募集,不得分次募集,以確保架構完整,故乙的敘述有誤;既然(A)(B)均非正確,(D)以上皆是自不成立。故本題正解為(C),核心觀念在於公開募集傘型基金中任一子基金不成立即牽動整體不成立。","hard",[23,27,31,35,39,43],{"id":24,"question":25,"qno":26},"futures_law-114-3-040","下列有關期貨信託基金受益憑證之敘述，何者有誤？",40,{"id":28,"question":29,"qno":30},"futures_law-114-3-044","所列期貨信託基金公開說明書應揭露期貨信託契約所訂期貨信託事業之權利、義務與責任部分，何者為真？",44,{"id":32,"question":33,"qno":34},"futures_law-114-3-045","依「期貨信託事業設置標準」第十二條規定，目前得擔任期貨信託事業專業發起人之事業有幾種？",45,{"id":36,"question":37,"qno":38},"futures_law-114-3-046","依期貨信託基金管理辦法之規定，期貨信託事業於國外對不特定人募集期貨信託基金投資國內任一上市或上櫃公司股票及公司債或金融債券之總金額，占本期貨信託基金淨資產價值之比率，不得超過下列何者？",46,{"id":40,"question":41,"qno":42},"futures_law-114-3-047","下列有關證券投資信託事業申請兼營期貨信託事業應具備條件之敘述，何者有誤？",47,{"id":44,"question":45,"qno":46},"futures_law-115-1-033","下列哪一種終止契約之情況毋須先報主管機關核准？",33,1787293964448]