[{"data":1,"prerenderedAt":47},["ShallowReactive",2],{"q-futures_law-115-1-042":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"futures_law","期貨商業務員資格測驗——期貨交易法規","c9",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21},"futures_law-115-1-042","115-1",42,"期貨信託事業之股東，除符合期貨信託事業設置標準第十二條資格條件之專業股東者外，每一股東與其關係人及股東利用他人名義持有股份合計，不得超過該公司已發行股份總數多少？",[13,14,15,16],"百分之十","百分之十五","百分之二十","百分之二十五",3,"期貨信託事業與基金管理",1,"為防止單一股東過度掌控期貨信託事業,設置標準對非專業股東的持股設有上限。依期貨信託事業設置標準規定,除符合第十二條資格條件之專業股東外,每一股東與其關係人,及該股東利用他人名義持有之股份,合計不得超過該公司已發行股份總數之百分之二十五,故(D)正確。(A)百分之十、(B)百分之十五、(C)百分之二十等比例均低於法定上限,數字不符。此規範藉由合併計算關係人及借名持股,防堵化整為零規避的手法,確保股權分散與經營中立,考生宜牢記百分之二十五此一上限,正解為(D)。","medium",[23,27,31,35,39,43],{"id":24,"question":25,"qno":26},"futures_law-114-3-040","下列有關期貨信託基金受益憑證之敘述，何者有誤？",40,{"id":28,"question":29,"qno":30},"futures_law-114-3-044","所列期貨信託基金公開說明書應揭露期貨信託契約所訂期貨信託事業之權利、義務與責任部分，何者為真？",44,{"id":32,"question":33,"qno":34},"futures_law-114-3-045","依「期貨信託事業設置標準」第十二條規定，目前得擔任期貨信託事業專業發起人之事業有幾種？",45,{"id":36,"question":37,"qno":38},"futures_law-114-3-046","依期貨信託基金管理辦法之規定，期貨信託事業於國外對不特定人募集期貨信託基金投資國內任一上市或上櫃公司股票及公司債或金融債券之總金額，占本期貨信託基金淨資產價值之比率，不得超過下列何者？",46,{"id":40,"question":41,"qno":42},"futures_law-114-3-047","下列有關證券投資信託事業申請兼營期貨信託事業應具備條件之敘述，何者有誤？",47,{"id":44,"question":45,"qno":46},"futures_law-115-1-033","下列哪一種終止契約之情況毋須先報主管機關核准？",33,1787293964468]