[{"data":1,"prerenderedAt":45},["ShallowReactive",2],{"q-futures_law-115-1-045":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":21},"futures_law","期貨商業務員資格測驗——期貨交易法規","c6",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":17,"explanation":19,"difficulty":20},"futures_law-115-1-045","115-2",46,"有關期貨交易輔助人於知悉或事實發生之日起五個營業日內，應依一定程序向主管機關申報之事項，不包括下列何者？",[13,14,15,16],"公司有銀行退票之情事","業務員有違反期貨交易法之情事","業務員非因業務關係經判定為強制執行之債務人","負責人因業務上關係發生訴訟",2,"證券商經營期貨交易輔助業務管理規則","期貨交易輔助人的五日申報義務,以「因業務關係」發生之重大情事為範圍,目的在使主管機關掌握影響業務健全與交易人權益的事件。(C)為業務員「非因業務關係」被判定為強制執行之債務人,屬個人私領域事件,不在申報之列,故為「不包括」者而入選。(A)公司有銀行退票之情事,直接反映財務危機、(B)業務員有違反期貨交易法之情事、(D)負責人因業務上關係發生訴訟,均屬應於知悉或事實發生之日起五個營業日內申報之事項。","medium",[22,26,30,34,38,41],{"id":23,"question":24,"qno":25},"futures_law-114-3-037","主管機關得退回證券商申請經營期貨交易輔助業務之情形，不包括下列何者？",37,{"id":27,"question":28,"qno":29},"futures_law-114-3-038","期貨交易輔助人應於每月幾日之前，向主管機關、期貨交易所或指定機構申報上月份業務量月報表？",38,{"id":31,"question":32,"qno":33},"futures_law-114-3-042","期貨交易輔助人代理期貨商接受期貨交易人開戶，以下何者錯誤？",42,{"id":35,"question":36,"qno":37},"futures_law-115-1-029","期貨交易輔助人與委任期貨商簽訂委任契約，其中應載明事項以下何者正確？",29,{"id":39,"question":40,"qno":29},"futures_law-115-1-034","證券商申請其分支機構經營期貨交易輔助業務，以下列何者為限？",{"id":42,"question":43,"qno":44},"futures_law-115-1-035","期貨交易輔助人接受客戶開戶後，應送交何處確認並簽名或蓋章？",35,1787293964525]