[{"data":1,"prerenderedAt":46},["ShallowReactive",2],{"q-futures_law-115-1-046":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"futures_law","期貨商業務員資格測驗——期貨交易法規","c6",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21},"futures_law-115-1-046","115-1",46,"有關期貨交易輔助人與委任期貨商之規定，下列敘述何者錯誤？",[13,14,15,16],"期貨交易輔助人只可接受一家期貨商之委任","期貨商可委任一家以上之期貨交易輔助人","委任期貨商經營國內期貨經紀業務，應具本國期貨結算機構之結算會員資格","委任期貨商每委任一家期貨交易輔助人，應繳存結算保證金",3,"證券商經營期貨交易輔助業務管理規則",1,"期貨交易輔助人僅從事招攬、開戶與接單傳送,交易與結算均由委任期貨商以自己名義承擔,輔助人不負結算義務,故無「每委任一家輔助人即繳存一筆結算保證金」之規定,(D)錯誤而入選;結算保證金係結算會員按其未平倉部位向結算機構繳存。(A)輔助人只可接受一家期貨商之委任,以明確責任歸屬、(B)期貨商則可委任一家以上之輔助人以拓展通路、(C)委任期貨商經營國內期貨經紀業務應具本國期貨結算機構之結算會員資格,均為正確規定。","medium",[23,27,31,35,39,42],{"id":24,"question":25,"qno":26},"futures_law-114-3-037","主管機關得退回證券商申請經營期貨交易輔助業務之情形，不包括下列何者？",37,{"id":28,"question":29,"qno":30},"futures_law-114-3-038","期貨交易輔助人應於每月幾日之前，向主管機關、期貨交易所或指定機構申報上月份業務量月報表？",38,{"id":32,"question":33,"qno":34},"futures_law-114-3-042","期貨交易輔助人代理期貨商接受期貨交易人開戶，以下何者錯誤？",42,{"id":36,"question":37,"qno":38},"futures_law-115-1-029","期貨交易輔助人與委任期貨商簽訂委任契約，其中應載明事項以下何者正確？",29,{"id":40,"question":41,"qno":30},"futures_law-115-1-034","證券商申請其分支機構經營期貨交易輔助業務，以下列何者為限？",{"id":43,"question":44,"qno":45},"futures_law-115-1-035","期貨交易輔助人接受客戶開戶後，應送交何處確認並簽名或蓋章？",35,1787293964546]