[{"data":1,"prerenderedAt":46},["ShallowReactive",2],{"q-futures_law-115-1-047":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"futures_law","期貨商業務員資格測驗——期貨交易法規","c11",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21},"futures_law-115-1-047","115-1",47,"為防止 2008 年金融風暴之發生，美國於 2010 年制定何法律，特別將衍生性金融商品中交換契約納入規範，並使 CFTC 隨之進行大規模修正其規則與命令？",[13,14,15,16],"Gramm-Leach-Bliley Act","Glass-Steagall Act","Dodd-Frank Act","Commodity Exchange Act",2,"外國期貨交易法(美國\u002F日本)",1,"(C)Dodd-Frank Act(華爾街改革與消費者保護法)為美國2010年因應2008年金融海嘯所制定,首度將原屬場外、缺乏監理的交換契約(swap)納入規範,並促使CFTC大規模修正其規則與命令。(A)Gramm-Leach-Bliley Act為1999年金融服務現代化法,方向反而是放寬分業限制;(B)Glass-Steagall Act係1933年建立銀行與證券分業之法律,年代不符;(D)Commodity Exchange Act為美國期貨監理之母法,是被修正的對象而非2010年新制定者。","easy",[23,27,31,35,39,43],{"id":24,"question":25,"qno":26},"futures_law-114-3-041","在美國，期貨交易所擬上市的期貨交易契約，其標的為國庫券或政府公債，商品期貨交易委員會在該期貨交易契約上市前，應將期貨交易所之申請書副知下列何機構？",45,{"id":28,"question":29,"qno":30},"futures_law-114-3-043","日本商品交易所的法令為下列何者？",43,{"id":32,"question":33,"qno":34},"futures_law-115-1-037","美國商品期貨交易委員會(CFTC)組織中，由下列何者負責履行市場監控以及市場與產品檢討等業務？",37,{"id":36,"question":37,"qno":38},"futures_law-115-1-048","在美國，若期貨交易所人員從事操縱或詐欺行為，其最高罰則為何？",48,{"id":40,"question":41,"qno":42},"futures_law-115-1-049","下列何者是由東京紡織品交易所、東京橡膠交易所及東京黃金交易所合併設立的？",49,{"id":44,"question":45,"qno":42},"futures_law-115-1-050","下列何者是現行日本電力期貨的主管機關？",1787293964551]