[{"data":1,"prerenderedAt":44},["ShallowReactive",2],{"q-sec_invest-114-3-050":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"sec_invest","證券商業務員資格測驗——證券投資與財務分析","c1",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21},"sec_invest-114-3-050","114-3",50,"下列有關指數投資證券(ETN)的敘述何者有誤？",[13,14,15,16],"可使用信用交易","不得零股交易","不得當沖交易","不得從事借券交易",0,"投資概論與證券市場",1,"指數投資證券ETN是由證券商發行、承諾到期給付連結指數報酬的有價證券。依現行制度，ETN不得以信用交易即融資融券方式買賣，故(A)「可使用信用交易」的敘述錯誤，即為本題要選的「有誤」選項。相對地，ETN確實不得進行零股交易(B)、不得當日沖銷(C)、也不得從事借券交易(D)，這三項限制的敘述都正確。要留意ETN與ETF雖同為指數化商品，但ETN並未實際持有一籃子標的、隱含發行商的信用風險，且交易限制較ETF嚴格，考試常以此對比出題。","medium",[23,26,29,33,37,41],{"id":24,"question":25,"qno":19},"sec_invest-114-3-001","有關組合型基金與臺灣 50 指數 ETF 之比較，何者正確？",{"id":27,"question":11,"qno":28},"sec_invest-114-3-003",3,{"id":30,"question":31,"qno":32},"sec_invest-114-3-008","當景氣對策信號由綠燈轉為黃紅燈時，代表景氣將由：",8,{"id":34,"question":35,"qno":36},"sec_invest-114-3-009","下列敘述何者不屬於創業投資的特性？",9,{"id":38,"question":39,"qno":40},"sec_invest-114-3-021","假設其他條件不變，外幣存款的規模逐漸擴大，將會使何者貨幣供給增加？",21,{"id":42,"question":43,"qno":19},"sec_invest-115-1-001","下列何者不是普通股的特性？",1787293956014]