[{"data":1,"prerenderedAt":43},["ShallowReactive",2],{"q-sec_law-114-3-009":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"sec_law","證券商業務員資格測驗——證券交易相關法規與實務","c3",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21},"sec_law-114-3-009","114-3",9,"依「發行人募集與發行有價證券處理準則」之規定，轉換公司債「發行及轉換辦法」所定發行屆滿一定期間得開始請求轉換，所稱一定期間指：",[13,14,15,16],"一律以三個月為限","一律不超過六個月","一律不超過一年","由發行人於轉換辦法訂定",3,"有價證券之募集與發行",1,"依發行人募集與發行有價證券處理準則,轉換公司債之「發行及轉換辦法」係由發行人自行訂定並載明轉換價格、轉換期間等事項;其中發行屆滿多久後始得開始請求轉換的「一定期間」,法規並未統一硬性規定,而是(D)由發行人視資金運用規劃與股本稀釋時程,自行於轉換辦法中訂定。(A)一律三個月、(B)一律不超過六個月、(C)一律不超過一年之固定期限,均非準則所強制。","medium",[23,27,31,35,39],{"id":24,"question":25,"qno":26},"sec_law-114-3-007","公開發行公司募集、發行有價證券，應向政府何單位申報生效？",7,{"id":28,"question":29,"qno":30},"sec_law-114-3-038","發行人募集與發行有價證券處理準則所稱「營業日」係指：",38,{"id":32,"question":33,"qno":34},"sec_law-115-1-029","轉換公司債及附認股權公司債之發行人應於辦理變更股票每股面額，向經濟部申請變更登記日之前___個營業日，將債券停止轉換(認購)期間等相關事項，在櫃買中心指定之網際網路資訊申報系統辦理公告？",29,{"id":36,"question":37,"qno":38},"sec_law-115-2-020","對於有價證券募集之核准，藉此作為證實申請事項或保證證券價值之宣傳者，可為哪一懲罰？",20,{"id":40,"question":41,"qno":42},"sec_law-115-2-047","發行人為募集設立，其募集與發行有價證券案應採下列哪一種方式？",47,1787293953454]