[{"data":1,"prerenderedAt":47},["ShallowReactive",2],{"q-sec_law-114-3-019":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"sec_law","證券商業務員資格測驗——證券交易相關法規與實務","c10",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21},"sec_law-114-3-019","114-3",19,"證券交易所備供證券買賣一方不履行交付義務時之代為支付，而就其證券交易經手費提存之準備金稱之為：",[13,14,15,16],"賠償準備金","損失準備金","交割結算準備金","盈餘準備金",0,"交易市場",1,"依證券交易法第一百五十四條規定，證券交易所應就其向證券經紀商、自營商收取之證券交易經手費，提存一定比率作為賠償準備金，於買賣一方不履行交付義務時代為支付，故正解為 (A)。此準備金專供填補違約交割所生之損害。(B) 損失準備金與 (D) 盈餘準備金，係會計上為特定用途或依公司法提撥者；(C) 交割結算基金雖亦與履約保障有關，但其來源與提存方式與本題所述就經手費提存者不同，故皆不選。","hard",[23,27,31,35,39,43],{"id":24,"question":25,"qno":26},"sec_law-114-3-017","證券經紀商接受客戶買賣變更交易方法股票應先辦理哪些事項？",17,{"id":28,"question":29,"qno":30},"sec_law-114-3-031","證券經紀商受託買賣，於成交後應於何時通知客戶？",31,{"id":32,"question":33,"qno":34},"sec_law-114-3-032","證交所提供之交易資訊有傳輸中斷情事時，證券商可否請求賠償？",32,{"id":36,"question":37,"qno":38},"sec_law-114-3-033","證券商接受委託人以定期定股及定期定額方式委託買賣外國有價證券，買賣標的以中長期投資為原則，且以下哪項不在投資範圍之內？",33,{"id":40,"question":41,"qno":42},"sec_law-114-3-034","發行公司申請有價證券上市，下列何者並非應申報之上市公告事項？",34,{"id":44,"question":45,"qno":46},"sec_law-114-3-042","證券商接受委託買賣外國虛擬資產 ETF，投資人以何種類型為限？",42,1787293953582]