[{"data":1,"prerenderedAt":47},["ShallowReactive",2],{"q-sec_law-114-3-033":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"sec_law","證券商業務員資格測驗——證券交易相關法規與實務","c10",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21},"sec_law-114-3-033","114-3",33,"證券商接受委託人以定期定股及定期定額方式委託買賣外國有價證券，買賣標的以中長期投資為原則，且以下哪項不在投資範圍之內？",[13,14,15,16],"股票","受益憑證","存託憑證","選項(A)(B)(C)均在投資範圍之內",3,"交易市場",1,"依證券商受託買賣外國有價證券之相關規定,證券商接受委託人以定期定股及定期定額方式委託買賣外國有價證券者,買賣標的以中長期投資為原則,範圍包括股票、受益憑證(含ETF)及存託憑證,(A)(B)(C)三者均在投資範圍之內,故(D)正確。定期定額著眼於分散進場時點、平均取得成本,因此標的限於前述具長期投資性質者;(A)(B)(C)各自僅列其一,均不完整。","easy",[23,27,31,35,39,43],{"id":24,"question":25,"qno":26},"sec_law-114-3-017","證券經紀商接受客戶買賣變更交易方法股票應先辦理哪些事項？",17,{"id":28,"question":29,"qno":30},"sec_law-114-3-019","證券交易所備供證券買賣一方不履行交付義務時之代為支付，而就其證券交易經手費提存之準備金稱之為：",19,{"id":32,"question":33,"qno":34},"sec_law-114-3-031","證券經紀商受託買賣，於成交後應於何時通知客戶？",31,{"id":36,"question":37,"qno":38},"sec_law-114-3-032","證交所提供之交易資訊有傳輸中斷情事時，證券商可否請求賠償？",32,{"id":40,"question":41,"qno":42},"sec_law-114-3-034","發行公司申請有價證券上市，下列何者並非應申報之上市公告事項？",34,{"id":44,"question":45,"qno":46},"sec_law-114-3-042","證券商接受委託買賣外國虛擬資產 ETF，投資人以何種類型為限？",42,1787293953779]