[{"data":1,"prerenderedAt":47},["ShallowReactive",2],{"q-sec_law-114-3-034":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"sec_law","證券商業務員資格測驗——證券交易相關法規與實務","c10",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21},"sec_law-114-3-034","114-3",34,"發行公司申請有價證券上市，下列何者並非應申報之上市公告事項？",[13,14,15,16],"上市有價證券種類、數量","上市買賣開始日期","發行日期及存續期間","證券承銷商名稱",2,"交易市場",1,"發行公司申請有價證券上市，其上市公告應申報之事項包括上市有價證券之種類與數量、上市買賣開始日期，以及證券承銷商名稱等。本題係問何者「並非」應申報之公告事項，故正解為 (C) 發行日期及存續期間，該項多屬債券到期等資訊，非股票上市公告之要件。(A) 種類數量、(B) 上市買賣開始日期、(D) 承銷商名稱，均為法定應公告揭露之項目，故本題應選未列為公告要件之 (C)。","medium",[23,27,31,35,39,43],{"id":24,"question":25,"qno":26},"sec_law-114-3-017","證券經紀商接受客戶買賣變更交易方法股票應先辦理哪些事項？",17,{"id":28,"question":29,"qno":30},"sec_law-114-3-019","證券交易所備供證券買賣一方不履行交付義務時之代為支付，而就其證券交易經手費提存之準備金稱之為：",19,{"id":32,"question":33,"qno":34},"sec_law-114-3-031","證券經紀商受託買賣，於成交後應於何時通知客戶？",31,{"id":36,"question":37,"qno":38},"sec_law-114-3-032","證交所提供之交易資訊有傳輸中斷情事時，證券商可否請求賠償？",32,{"id":40,"question":41,"qno":42},"sec_law-114-3-033","證券商接受委託人以定期定股及定期定額方式委託買賣外國有價證券，買賣標的以中長期投資為原則，且以下哪項不在投資範圍之內？",33,{"id":44,"question":45,"qno":46},"sec_law-114-3-042","證券商接受委託買賣外國虛擬資產 ETF，投資人以何種類型為限？",42,1787293953785]