[{"data":1,"prerenderedAt":46},["ShallowReactive",2],{"q-sec_law-114-3-035":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"sec_law","證券商業務員資格測驗——證券交易相關法規與實務","c6",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21},"sec_law-114-3-035","114-3",35,"有關證券金融事業辦理轉融通業務之規定，下列何者正確？",[13,14,15,16],"應與證券商訂立轉融通契約","只限於對證金事業融資融券業務所需之價款為限","對證券商融資，其比率應高於證券商對客戶之融資比率","選項(A)(B)(C)皆是",0,"有價證券買賣、集中保管與融資融券",1,"依證券金融事業管理規則,證券金融事業辦理轉融通(即對證券商融資、融券),(A)應先與該證券商訂立轉融通契約,約定額度、期限及擔保條件後始得辦理,故為正確敘述。(B)將轉融通之範圍限縮於「證金事業融資融券業務所需之價款」,與規定不符;(C)對證券商融資之比率,並非「應高於」證券商對客戶之融資比率;(D)既然(B)(C)均有誤,以上皆是自不成立。","medium",[23,27,31,35,39,43],{"id":24,"question":25,"qno":26},"sec_law-114-3-020","某證券商淨值為一億元，自辦融資融券對某一證券融資總金額不得超過多少？",20,{"id":28,"question":29,"qno":30},"sec_law-114-3-021","證券金融事業發行商業本票之總額，不得超過該事業淨值之幾倍？",21,{"id":32,"question":33,"qno":34},"sec_law-114-3-023","依「證券交易法」規定，下列何者得以帳簿劃撥方式為之？",23,{"id":36,"question":37,"qno":38},"sec_law-114-3-036","有關借券，下列何者錯誤？",36,{"id":40,"question":41,"qno":42},"sec_law-114-3-050","證券商為自行辦理有價證券買賣融資融券業務，下列何者正確？",50,{"id":44,"question":45,"qno":19},"sec_law-115-1-001","下列何項之有價證券得為融資融券之標的？",1787293953801]