[{"data":1,"prerenderedAt":43},["ShallowReactive",2],{"q-sec_law-114-3-038":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"sec_law","證券商業務員資格測驗——證券交易相關法規與實務","c3",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21},"sec_law-114-3-038","114-3",38,"發行人募集與發行有價證券處理準則所稱「營業日」係指：",[13,14,15,16],"人事行政局所公布之上班日","非國定假日","證券市場交易日","證券商營業日",2,"有價證券之募集與發行",1,"依發行人募集與發行有價證券處理準則之定義，該準則所稱之營業日，係指證券市場之交易日，故正解為 (C)。以市場交易日為準，係因募集發行之各項期間計算與證券市場運作連動，須以實際可交易之日為基礎。(A) 人事行政局所公布之上班日，係一般行政機關之辦公日；(B) 非國定假日之範圍過廣；(D) 證券商營業日與證券市場實際交易日未必一致，三者均非該準則就營業日所下之定義，故皆不選。","medium",[23,27,31,35,39],{"id":24,"question":25,"qno":26},"sec_law-114-3-007","公開發行公司募集、發行有價證券，應向政府何單位申報生效？",7,{"id":28,"question":29,"qno":30},"sec_law-114-3-009","依「發行人募集與發行有價證券處理準則」之規定，轉換公司債「發行及轉換辦法」所定發行屆滿一定期間得開始請求轉換，所稱一定期間指：",9,{"id":32,"question":33,"qno":34},"sec_law-115-1-029","轉換公司債及附認股權公司債之發行人應於辦理變更股票每股面額，向經濟部申請變更登記日之前___個營業日，將債券停止轉換(認購)期間等相關事項，在櫃買中心指定之網際網路資訊申報系統辦理公告？",29,{"id":36,"question":37,"qno":38},"sec_law-115-2-020","對於有價證券募集之核准，藉此作為證實申請事項或保證證券價值之宣傳者，可為哪一懲罰？",20,{"id":40,"question":41,"qno":42},"sec_law-115-2-047","發行人為募集設立，其募集與發行有價證券案應採下列哪一種方式？",47,1787293953821]