[{"data":1,"prerenderedAt":35},["ShallowReactive",2],{"q-sec_law-114-3-048":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"sec_law","證券商業務員資格測驗——證券交易相關法規與實務","c11",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21},"sec_law-114-3-048","114-3",48,"證券商受託於證券集中交易市場買賣有價證券，其向委託人收取手續費之費率由下列何者向主管機關申報核定之？",[13,14,15,16],"證券商","證券商業同業公會","臺灣證券交易所","證券金融事業",2,"稅賦與必要費用",1,"證券商向委託人收取的手續費涉及廣大投資人成本，須有一致且經核可的費率標準，避免任意收費。其費率係由臺灣證券交易所訂定後，向主管機關申報核定，證券商再據以在核定範圍內向委託人收取，故(C)臺灣證券交易所正確。(A)證券商僅為收取者，不具訂定與申報核定之權，只能在上限內收費；(B)證券商業同業公會非該費率的申報核定主體；(D)證券金融事業經營授信業務，與集中市場經紀手續費的核定無關。記憶重點在於「證交所訂定、報主管機關核定」的權責分工。","medium",[23,27,31],{"id":24,"question":25,"qno":26},"sec_law-114-3-037","股票交易之手續費是：",37,{"id":28,"question":29,"qno":30},"sec_law-115-1-050","目前證券商營業處所受託買賣有價證券的交易手續費上限為多少？",50,{"id":32,"question":33,"qno":34},"sec_law-115-2-035","證券經紀商手續費率收取標準於實施前，需以何方式向證交所申報？",35,1787293953959]