[{"data":1,"prerenderedAt":47},["ShallowReactive",2],{"q-sec_law-114-3-049":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"sec_law","證券商業務員資格測驗——證券交易相關法規與實務","c10",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21},"sec_law-114-3-049","114-3",49,"若參加證券櫃檯買賣中心債券等殖成交系統，應以下列哪種方式為之？",[13,14,15,16],"自營","經紀","議價","選項(A)(B)(C)皆正確",0,"交易市場",1,"參加證券櫃檯買賣中心債券等殖成交系統者，應以自營方式為之，故正解為 (A) 自營。等殖成交系統係供證券商以自行買賣之身分，就債券進行報價與撮合成交之系統，故其參與方式限於自營。(B) 經紀係受託為客戶買賣、(C) 議價為買賣雙方逐筆商議價格之方式，均非等殖成交系統之運作型態；(D) 稱 (A)(B)(C) 皆正確亦不成立，因該系統僅限以自營參與，故皆不選。","hard",[23,27,31,35,39,43],{"id":24,"question":25,"qno":26},"sec_law-114-3-017","證券經紀商接受客戶買賣變更交易方法股票應先辦理哪些事項？",17,{"id":28,"question":29,"qno":30},"sec_law-114-3-019","證券交易所備供證券買賣一方不履行交付義務時之代為支付，而就其證券交易經手費提存之準備金稱之為：",19,{"id":32,"question":33,"qno":34},"sec_law-114-3-031","證券經紀商受託買賣，於成交後應於何時通知客戶？",31,{"id":36,"question":37,"qno":38},"sec_law-114-3-032","證交所提供之交易資訊有傳輸中斷情事時，證券商可否請求賠償？",32,{"id":40,"question":41,"qno":42},"sec_law-114-3-033","證券商接受委託人以定期定股及定期定額方式委託買賣外國有價證券，買賣標的以中長期投資為原則，且以下哪項不在投資範圍之內？",33,{"id":44,"question":45,"qno":46},"sec_law-114-3-034","發行公司申請有價證券上市，下列何者並非應申報之上市公告事項？",34,1787293953966]