[{"data":1,"prerenderedAt":47},["ShallowReactive",2],{"q-sec_law-115-1-005":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"sec_law","證券商業務員資格測驗——證券交易相關法規與實務","c6",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21},"sec_law-115-1-005","115-1",5,"受益憑證原則於上市(櫃)滿多久，由證券交易所或證券櫃檯買賣中心公告得為融資融券交易？",[13,14,15,16],"一個月","三個月","六個月","一年",2,"有價證券買賣、集中保管與融資融券",1,"受益憑證（如指數股票型基金 ETF、封閉式基金等）原則須於上市或上櫃屆滿六個月後，經證券交易所或證券櫃檯買賣中心公告，始得為融資融券交易，故 (C) 正確。設此六個月觀察期，主要是確保該檔標的已累積足夠的成交量與流動性、市場價格趨於穩定，避免剛掛牌流動性不足時即開放信用交易而放大波動與違約風險。(A) 一個月、(B) 三個月時間過短，尚無法充分驗證流動性；(D) 一年則過長，與規定門檻不符。記憶重點在於「上市（櫃）滿六個月＋主管機構公告」兩要件缺一不可。","medium",[23,27,31,35,39,43],{"id":24,"question":25,"qno":26},"sec_law-114-3-020","某證券商淨值為一億元，自辦融資融券對某一證券融資總金額不得超過多少？",20,{"id":28,"question":29,"qno":30},"sec_law-114-3-021","證券金融事業發行商業本票之總額，不得超過該事業淨值之幾倍？",21,{"id":32,"question":33,"qno":34},"sec_law-114-3-023","依「證券交易法」規定，下列何者得以帳簿劃撥方式為之？",23,{"id":36,"question":37,"qno":38},"sec_law-114-3-035","有關證券金融事業辦理轉融通業務之規定，下列何者正確？",35,{"id":40,"question":41,"qno":42},"sec_law-114-3-036","有關借券，下列何者錯誤？",36,{"id":44,"question":45,"qno":46},"sec_law-114-3-050","證券商為自行辦理有價證券買賣融資融券業務，下列何者正確？",50,1787293954033]