[{"data":1,"prerenderedAt":44},["ShallowReactive",2],{"q-sec_law-115-1-034":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":21},"sec_law","證券商業務員資格測驗——證券交易相關法規與實務","c9",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":17,"explanation":19,"difficulty":20},"sec_law-115-1-034","115-1",34,"初次申請股票上市之發行公司，其有價證券上市契約生效後，於證交所函知之日起多久以內未依規定上市，其上市案會被撤銷？",[13,14,15,16],"一個月","三個月","六個月","十二個月",1,"發行市場","初次申請股票上市的發行公司，其有價證券上市契約經核准生效後，應自證券交易所函知之日起三個月內依規定上市買賣，逾期未上市者，證交所得撤銷其上市案，故 (B) 正確。設此期限的目的在督促公司於核准後如期完成後續上市程序，避免上市資格長期懸置、影響市場秩序與資訊時效。(A) 一個月期間過短，公司不易於此期限內完成全部作業；(C) 六個月、(D) 十二個月則過長，將使上市案久懸不決，均非規定期限。此題應記住「上市契約生效後、自證交所函知日起三個月內未上市即撤銷」的關鍵期間，並理解其督促如期上市的用意。","medium",[22,26,30,34,38,41],{"id":23,"question":24,"qno":25},"sec_law-114-3-026","下列何種方式非有價證券之承銷價格決定方式？",26,{"id":27,"question":28,"qno":29},"sec_law-114-3-041","外國發行人參與存託機構發行臺灣存託憑證時，應委託下列何機構辦理公開承銷及相關事宜，並應向認購人交付公開說明書？",41,{"id":31,"question":32,"qno":33},"sec_law-115-1-038","某創業投資公司申請股票上市，以下何者非必要滿足條件？",38,{"id":35,"question":36,"qno":37},"sec_law-115-1-039","申請股票上市之發行公司雖符合上市審查準則之上市條件，但有以下何種情況，經證交所認為不宜上市，得不同意其股票上市？",39,{"id":39,"question":36,"qno":40},"sec_law-115-2-029",29,{"id":42,"question":43,"qno":37},"sec_law-115-2-039","公開發行公司申請股票上櫃時，當申請時之總經理於最近幾年內有違反誠信原則之行為者，證券櫃買中心得不同意其股票上櫃？",1787293954394]