[{"data":1,"prerenderedAt":47},["ShallowReactive",2],{"q-sec_law-115-1-035":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"sec_law","證券商業務員資格測驗——證券交易相關法規與實務","c10",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21},"sec_law-115-1-035","115-1",35,"有價證券在證交所市場之買賣，除法令另有規定外，以下列何種交割方式為之？",[13,14,15,16],"以期貨交割為之","以違約交割為之","以現款現貨交割為之","以欠款欠貨交割為之",2,"交易市場",1,"有價證券在證券交易所市場之買賣，除法令另有規定外，應以現款現貨交割方式為之，也就是買方支付價金、賣方交付證券，一手交錢一手交券，故 (C) 正確。現款現貨交割能確保交易確實履行、降低對手違約風險，是集中市場現股買賣的基本交割原則。(A) 期貨交割屬期貨市場的機制，非集中市場股票的交割方式；(B) 違約交割是買賣一方未依約履行給付的違約情形，(D) 欠款欠貨同屬未完成款券給付的違約狀態，兩者皆非正常合法的交割方式，而是應被防止的結果。此題考點在確認集中市場以現款現貨為原則交割方式，並辨識違約交割等干擾選項。","easy",[23,27,31,35,39,43],{"id":24,"question":25,"qno":26},"sec_law-114-3-017","證券經紀商接受客戶買賣變更交易方法股票應先辦理哪些事項？",17,{"id":28,"question":29,"qno":30},"sec_law-114-3-019","證券交易所備供證券買賣一方不履行交付義務時之代為支付，而就其證券交易經手費提存之準備金稱之為：",19,{"id":32,"question":33,"qno":34},"sec_law-114-3-031","證券經紀商受託買賣，於成交後應於何時通知客戶？",31,{"id":36,"question":37,"qno":38},"sec_law-114-3-032","證交所提供之交易資訊有傳輸中斷情事時，證券商可否請求賠償？",32,{"id":40,"question":41,"qno":42},"sec_law-114-3-033","證券商接受委託人以定期定股及定期定額方式委託買賣外國有價證券，買賣標的以中長期投資為原則，且以下哪項不在投資範圍之內？",33,{"id":44,"question":45,"qno":46},"sec_law-114-3-034","發行公司申請有價證券上市，下列何者並非應申報之上市公告事項？",34,1787293954401]