[{"data":1,"prerenderedAt":47},["ShallowReactive",2],{"q-sec_law-115-1-048":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"sec_law","證券商業務員資格測驗——證券交易相關法規與實務","c6",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21},"sec_law-115-1-048","115-1",48,"證券商應多久計算每一信用帳戶之整戶及各筆融資融券擔保維持率？",[13,14,15,16],"每日","每週","每月","每季",0,"有價證券買賣、集中保管與融資融券",1,"融資融券屬信用交易，客戶以擔保品維持一定的擔保比率，一旦標的價格波動使擔保維持率下滑至規定水準以下，即須追繳，因此擔保維持率的計算頻率攸關信用風險控管。證券商應逐日即每日計算每一信用帳戶之整戶及各筆融資融券擔保維持率，以即時掌握擔保是否不足並適時發出追繳通知，故(A)每日正確。(B)每週、(C)每月、(D)每季的頻率過低，恐使擔保不足的情形無法及時反映，累積成呆帳風險。記憶重點是「擔保維持率逐日計算」，且整戶與各筆均須計算，缺一不可。","easy",[23,27,31,35,39,43],{"id":24,"question":25,"qno":26},"sec_law-114-3-020","某證券商淨值為一億元，自辦融資融券對某一證券融資總金額不得超過多少？",20,{"id":28,"question":29,"qno":30},"sec_law-114-3-021","證券金融事業發行商業本票之總額，不得超過該事業淨值之幾倍？",21,{"id":32,"question":33,"qno":34},"sec_law-114-3-023","依「證券交易法」規定，下列何者得以帳簿劃撥方式為之？",23,{"id":36,"question":37,"qno":38},"sec_law-114-3-035","有關證券金融事業辦理轉融通業務之規定，下列何者正確？",35,{"id":40,"question":41,"qno":42},"sec_law-114-3-036","有關借券，下列何者錯誤？",36,{"id":44,"question":45,"qno":46},"sec_law-114-3-050","證券商為自行辦理有價證券買賣融資融券業務，下列何者正確？",50,1787293954564]