[{"data":1,"prerenderedAt":47},["ShallowReactive",2],{"q-sec_sr_law-114-3-037":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"sec_sr_law","證券商高級業務員資格測驗——證券交易相關法規與實務","c9",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21},"sec_sr_law-114-3-037","114-3",37,"下列對海外存託憑證之敘述何者錯誤？",[13,14,15,16],"可表彰持有一定數量之本國公司之有價證券","是由國外存託機構所發行的一種可轉讓憑證","發行買賣及交割均在國外的證券市場","是由外國銀行擔任保管人",3,"發行市場",1,"海外存託憑證(GDR、ADR)是由國外存託機構,以其存放在本國保管機構之本國公司有價證券為基礎,在國外發行的可轉讓憑證;其保管人是位於發行公司所在地(即本國)的保管銀行,而非外國銀行,故(D)敘述錯誤而中選。(A)可表彰持有一定數量之本國公司有價證券、(B)由國外存託機構所發行的可轉讓憑證、(C)發行、買賣及交割均在國外證券市場進行,均為正確敘述。","medium",[23,27,31,35,39,43],{"id":24,"question":25,"qno":26},"sec_sr_law-114-3-026","證券商辦理初次上市、上櫃承銷案件，受理詢價圈購之對象，如有下列何者參與詢價圈購，應拒絕之？",26,{"id":28,"question":29,"qno":30},"sec_sr_law-114-3-046","屬科技事業之發行公司，申請股票上櫃時，其持有已發行股份總數下列何項之比例者，應按規定辦理集中保管及屆期領回？",46,{"id":32,"question":33,"qno":34},"sec_sr_law-114-3-047","以下敘述何者錯誤？",47,{"id":36,"question":37,"qno":38},"sec_sr_law-115-1-033","下列何者不得參與競價拍賣之投標？",33,{"id":40,"question":41,"qno":42},"sec_sr_law-115-1-042","申請股票上市之發行公司雖符合上市審查準則之上市條件，但有以下何種情況，經證交所認為不宜上市，得不同意其股票上市？",40,{"id":44,"question":45,"qno":46},"sec_sr_law-115-2-023","創業投資公司申請上市實收資本額門檻為何？",23,1787293962168]