[{"data":1,"prerenderedAt":47},["ShallowReactive",2],{"q-sec_sr_law-115-1-014":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"sec_sr_law","證券商高級業務員資格測驗——證券交易相關法規與實務","c1",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21},"sec_sr_law-115-1-014","115-1",14,"證券交易法規範何種型態之公司？",[13,14,15,16],"有限公司","閉鎖性公司","兩合公司","股份有限公司",3,"證券交易法(含施行細則)",1,"(D)正確。證券交易法所稱之公司，專指依公司法組織登記、且得公開發行股票之股份有限公司，因為唯有股份有限公司之資本劃分為股份、能對外發行股票籌資並進入證券市場流通交易，才會受證交法所規範。(A)有限公司、(B)閉鎖性股份有限公司（其股份轉讓受章程限制、不對外公開募資）、(C)兩合公司，均不具公開發行股票對外募集資金之機能，自然不在證交法所規範之公司型態之列，故三者皆非。此題重點在證交法之公司僅指股份有限公司。","easy",[23,27,31,35,39,43],{"id":24,"question":25,"qno":26},"sec_sr_law-114-3-007","設置獨立董事之公司，董事會設有常務董事者，常務董事中獨立董事人數：",7,{"id":28,"question":29,"qno":30},"sec_sr_law-114-3-009","公司依「證券交易法」第十四條之二第一項規定，設置獨立董事其人數不得少於多少？",9,{"id":32,"question":33,"qno":34},"sec_sr_law-114-3-011","關於審計委員會之獨立董事成員職權，下列敘述何者正確？",11,{"id":36,"question":37,"qno":38},"sec_sr_law-114-3-012","甲為 Z 上市公司之獨立董事，持有 Z 公司已發行股份 20 萬股。若甲於民國 113 年 11 月 1日將所持有之股票 10 萬股向 X 商業銀行質押借款，下列敘述，何者正確？",12,{"id":40,"question":41,"qno":42},"sec_sr_law-114-3-013","違反內線交易規定，損害賠償額度之計算標準，就消息未公開前或公開後多少小時內，其買入或賣出該股票之價格與消息公開後十個營業日收盤平均價格的差額？",13,{"id":44,"question":45,"qno":46},"sec_sr_law-114-3-043","證交法明定下列哪類公司應於其章程訂明，以年度盈餘提撥一定比率為基層員工調整薪資或分派酬勞？",43,1787293962446]