[{"data":1,"prerenderedAt":46},["ShallowReactive",2],{"q-sec_sr_law-115-1-019":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"sec_sr_law","證券商高級業務員資格測驗——證券交易相關法規與實務","c3",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21},"sec_sr_law-115-1-019","115-2",5,"上市公司發行新股擬採總括申報，應同時符合多項條件，其中申報時市值門檻為何？",[13,14,15,16],"應達新臺幣十億元以上","應達新臺幣二十億元以上","應達新臺幣三十億元以上","應達新臺幣五十億元以上",1,"有價證券之募集與發行",2,"(B)對。依發行人募集與發行有價證券處理準則,上市公司發行新股採總括申報須同時符合多項條件,其中之一為申報時公司市值應達新臺幣二十億元以上,確保只有具一定規模、資訊已充分揭露的公司,才適用這種一次申報、於預定期間內分次追補發行的簡化程序;該市值係以申報時之股價乘以已發行股份計算,反映市場對公司的實際評價。(A)十億元、(C)三十億元、(D)五十億元均非法定金額,正確門檻就是二十億元。","hard",[23,26,30,34,38,42],{"id":24,"question":25,"qno":10},"sec_sr_law-114-3-005","公開說明書主要內容有虛偽不實記載，對於善意投資人之損失，下列何者原則上不與公司負連帶賠償責任？",{"id":27,"question":28,"qno":29},"sec_sr_law-114-3-010","轉換公司債的面額及償還期限規定為：",10,{"id":31,"question":32,"qno":33},"sec_sr_law-114-3-030","發行人申報募集與發行以股票為擔保品之有擔保公司債案件，須符合以下何者規定？",30,{"id":35,"question":36,"qno":37},"sec_sr_law-114-3-033","發行人募集與發行有價證券案件，自主管機關停止申報生效通知到達日起，如屆滿幾個營業日未申請解除，主管機關將退回其案件？",33,{"id":39,"question":40,"qno":41},"sec_sr_law-114-3-041","某公司以總括申報發行新股，以下敘述何者不正確？",41,{"id":43,"question":44,"qno":45},"sec_sr_law-115-1-004","上市公司發行轉換公司債，其持有人得依發行人所定之轉換辦法隨時請求轉換，以下敘述何者正確？",4,1787293962494]