[{"data":1,"prerenderedAt":47},["ShallowReactive",2],{"q-sec_sr_law-115-1-022":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"sec_sr_law","證券商高級業務員資格測驗——證券交易相關法規與實務","c5",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21},"sec_sr_law-115-1-022","115-1",22,"證券商兼營信託業務應申請兼營全權委託投資業務門檻金額為何？",[13,14,15,16],"接受客戶原始信託財產達新臺幣五百萬元以上","接受客戶原始信託財產達新臺幣一千萬元以上","接受客戶原始信託財產達新臺幣一千五百萬元以上","接受客戶原始信託財產達新臺幣二千萬元以上",2,"證券商管理規則",1,"(C)對。證券商兼營信託業務者,如要再申請兼營全權委託投資業務,依全權委託相關規定,須接受客戶原始信託財產達新臺幣一千五百萬元以上,始得以信託方式全權運用。全權委託是由業者代客戶就投資標的、時機與數量作成決策並執行,風險高於一般受託買賣,故設有較高的財產門檻,確保承作對象具一定資產規模、足以承擔波動。(A)五百萬元、(B)一千萬元、(D)二千萬元均非法定門檻,正確金額就是一千五百萬元。","hard",[23,27,31,35,39,43],{"id":24,"question":25,"qno":26},"sec_sr_law-114-3-015","證券商轉投資總金額不得超過其淨值百分之多少？",15,{"id":28,"question":29,"qno":30},"sec_sr_law-114-3-016","證券商應於何時加入證券商業同業公會？",16,{"id":32,"question":33,"qno":34},"sec_sr_law-114-3-017","下列何者為非？",17,{"id":36,"question":37,"qno":38},"sec_sr_law-114-3-018","證券商除由金融機構兼營者依有關法令規定外，其經營自行買賣有價證券業務者，持有任一本國公司股份之總額不得超過該公司已發行股份總額之___；持有任一本國公司所發行有價證券之成本總額，並不得超過該證券商淨值之___。",13,{"id":40,"question":41,"qno":42},"sec_sr_law-114-3-019","證券商之加入同業公會制度相關規定是：",19,{"id":44,"question":45,"qno":46},"sec_sr_law-115-1-007","證券商得為自行買賣特定外國債券之買賣斷交易，以下敘述何者錯誤？",7,1787293962526]