[{"data":1,"prerenderedAt":47},["ShallowReactive",2],{"q-sec_sr_law-115-1-024":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"sec_sr_law","證券商高級業務員資格測驗——證券交易相關法規與實務","c8",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21},"sec_sr_law-115-1-024","115-2",20,"下列何者得擔任境外基金之總代理人？甲、證券投資信託事業；乙、證券投資顧問事業；丙、證券經紀商；丁、信託業",[13,14,15,16],"僅乙、丙","僅甲、乙、丙","僅甲、乙","甲、乙、丙、丁皆可",1,"證券投資信託基金管理",2,"(B)對。依境外基金管理辦法,境外基金管理機構應委任單一之總代理人在國內代理其基金之募集及銷售,而得擔任總代理人者,以甲證券投資信託事業、乙證券投資顧問事業、丙證券經紀商三者為限。丁信託業雖得擔任境外基金之銷售機構(以特定金錢信託方式為客戶投資),卻不得擔任總代理人,故含丁的(D)錯;(A)僅乙丙、(C)僅甲乙則有漏列,只有甲乙丙才是完整組合。","hard",[23,27,31,35,39,43],{"id":24,"question":25,"qno":26},"sec_sr_law-114-3-021","受益憑證之買回價格，以請求買回書面到達證券投資信託事業或其代理機構之何時之基金淨資產核算？",21,{"id":28,"question":29,"qno":30},"sec_sr_law-114-3-023","信託業可申請兼營下列哪些業務？",23,{"id":32,"question":33,"qno":34},"sec_sr_law-114-3-024","依「證券投資信託事業證券投資顧問事業經營全權委託投資業務管理辦法」規定，證券投資信託事業或證券投資顧問事業以委任方式經營全權委託投資業務，有關資產保管之方式下列何者正確？",24,{"id":36,"question":37,"qno":38},"sec_sr_law-114-3-027","境外基金需經下列何種程序後，始得募集及銷售？",27,{"id":40,"question":41,"qno":42},"sec_sr_law-114-3-032","境外基金募集及銷售案件，主管機關得委託以下何單位受理申請案件？",32,{"id":44,"question":45,"qno":46},"sec_sr_law-115-1-009","證券投資信託事業之董事、監察人、經理人、業務人員及其他受僱人員，不得為下列何種行為？",9,1787293962542]