[{"data":1,"prerenderedAt":47},["ShallowReactive",2],{"q-sec_sr_law-115-1-026":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"sec_sr_law","證券商高級業務員資格測驗——證券交易相關法規與實務","c5",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21},"sec_sr_law-115-1-026","115-1",26,"證券商每年度申請設置簡易分支機構、分支機構變更為簡易分支機構，是否有家數之限制？",[13,14,15,16],"無限制","有限制，每年申請設置簡易分支機構、分支機構變更為簡易分支機構各最多 1 家","有限制，每年申請設置簡易分支機構、分支機構變更為簡易分支機構各最多 3 家","有限制，每年申請設置簡易分支機構併計分支機構變更為簡易分支機構不得超過 3 家",3,"證券商管理規則",1,"(D)對。依證券商設置分支機構之相關規定,證券商每年度申請設置簡易分支機構,與申請將既有分支機構變更為簡易分支機構,兩者須「併計」,全年合計不得超過3家,以免業者藉變更方式規避家數控管、快速擴張據點。簡易分支機構之業務項目與規模較一般分支機構精簡,設置條件雖予放寬,仍以家數上限節制其擴張速度。(A)稱無限制與規定不符;(B)各最多1家、(C)各最多3家,則都誤把兩種申請分開計算,法規是兩類合併計算、上限3家。","hard",[23,27,31,35,39,43],{"id":24,"question":25,"qno":26},"sec_sr_law-114-3-015","證券商轉投資總金額不得超過其淨值百分之多少？",15,{"id":28,"question":29,"qno":30},"sec_sr_law-114-3-016","證券商應於何時加入證券商業同業公會？",16,{"id":32,"question":33,"qno":34},"sec_sr_law-114-3-017","下列何者為非？",17,{"id":36,"question":37,"qno":38},"sec_sr_law-114-3-018","證券商除由金融機構兼營者依有關法令規定外，其經營自行買賣有價證券業務者，持有任一本國公司股份之總額不得超過該公司已發行股份總額之___；持有任一本國公司所發行有價證券之成本總額，並不得超過該證券商淨值之___。",13,{"id":40,"question":41,"qno":42},"sec_sr_law-114-3-019","證券商之加入同業公會制度相關規定是：",19,{"id":44,"question":45,"qno":46},"sec_sr_law-115-1-007","證券商得為自行買賣特定外國債券之買賣斷交易，以下敘述何者錯誤？",7,1787293962569]