[{"data":1,"prerenderedAt":47},["ShallowReactive",2],{"q-sec_sr_law-115-1-041":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"sec_sr_law","證券商高級業務員資格測驗——證券交易相關法規與實務","c10",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21},"sec_sr_law-115-1-041","115-2",41,"經證交所列為變更交易方法之處置證券，採人工管制之撮合終端機執行撮合作業，該撮合作業約幾分鐘撮合一次？",[13,14,15,16],"1 分鐘","3 分鐘","5 分鐘","10 分鐘",3,"交易市場",2,"(D)正確。經證交所公告列為變更交易方法之處置證券，交易所會將其自一般電腦自動撮合系統移出，改以人工管制之撮合終端機執行撮合，並刻意拉長集合競價的撮合間隔，約每10分鐘才集中撮合成交一次，藉由降低成交頻率、延遲價格即時回饋，抑制當沖與過度投機、給投資人冷靜緩衝的時間。(A)1分鐘、(B)3分鐘、(C)5分鐘的間隔都太短，接近甚至等同一般盤的撮合節奏，無法達到警示降溫的處置目的；處置股的標準人工撮合間隔為10分鐘，故選(D)。此外處置期間常伴隨預收足額款券、單筆或當日委託數量受限等配套，考生宜一併記憶。","medium",[23,27,31,35,39,43],{"id":24,"question":25,"qno":26},"sec_sr_law-114-3-025","為使保護機構得以順利進行訴訟，以爭取投資人、交易人之權利，投保法特別在裁判費與擔保費用方面給予優遇，如依「證券投資人及期貨交易人保護法」§35 規定，訴訟標的金額或價額超過新臺幣___元者，超過部分暫免繳裁判費？",25,{"id":28,"question":29,"qno":30},"sec_sr_law-114-3-031","證券商接受委託買賣外國虛擬資產 ETF，應建立適當之虛擬資產 ETF 商品適合度制度，其內容至少應包括：",31,{"id":32,"question":33,"qno":34},"sec_sr_law-114-3-034","證券商接受委託買賣外國虛擬資產 ETF，投資人以下列何種類型為限？",34,{"id":36,"question":37,"qno":38},"sec_sr_law-114-3-035","有價證券在證交所市場之買賣，除法令另有規定外，以下列何種交割方式為之？",35,{"id":40,"question":41,"qno":42},"sec_sr_law-114-3-036","下列何者敘述不符合興櫃股票交易制度？",36,{"id":44,"question":45,"qno":46},"sec_sr_law-114-3-040","下列有關指數投資證券(ETN)名稱規範，何者正確？",40,1787293962711]