[{"data":1,"prerenderedAt":47},["ShallowReactive",2],{"q-sec_sr_law-115-1-047":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"sec_sr_law","證券商高級業務員資格測驗——證券交易相關法規與實務","c6",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21},"sec_sr_law-115-1-047","115-1",47,"櫃買中心黃金現貨交易平台，每一營業日成交價格漲跌幅限制為何？",[13,14,15,16],"7%","10%","15%","無限制",3,"有價證券買賣、集中保管與櫃檯買賣",1,"(D)正確。櫃買中心黃金現貨交易平台的每一營業日成交價格「無漲跌幅限制」。原因在於黃金屬國際性商品，其價格直接連動倫敦金、紐約期金等海外報價，並受美元匯率與國際金價即時波動牽動；若人為設定漲跌幅上下限，反而會使國內成交價與國際行情脫節、失真，甚至造成有行無市、無法成交。(A)7%、(B)10%是我國股票市場常見的每日漲跌幅概念，(C)15%亦非黃金平台的規定，三者都是把股票市場的限制錯誤套用到黃金現貨交易上。故本題正解為(D)無限制，考生應將黃金現貨平台與一般股票的漲跌幅制度清楚區分開來。","medium",[23,27,31,35,39,43],{"id":24,"question":25,"qno":26},"sec_sr_law-114-3-020","在證券交易所上市或證券商營業處所買賣之有價證券之給付或交割應以下列何者為之？甲、現貨；乙、現款；丙、帳簿劃撥；丁、支票",20,{"id":28,"question":29,"qno":30},"sec_sr_law-114-3-029","證券商受託買進外國有價證券，除另有規定者外，一般應如何進行保管？",29,{"id":32,"question":33,"qno":34},"sec_sr_law-114-3-049","櫃檯買賣股票之報價單位與成交單位分別為幾股？",49,{"id":36,"question":37,"qno":38},"sec_sr_law-115-1-043","公開發行公司與推薦證券商若有下列何種情事，證券櫃檯買賣中心可拒絕接受該推薦證券商所出具之評估報告，且不同意其有價證券上櫃？",43,{"id":40,"question":41,"qno":42},"sec_sr_law-115-1-044","櫃檯買賣證券經紀商接受客戶以電話委託者，應同步錄音，對無爭議之電話錄音應至少保存多久期限？",44,{"id":44,"question":45,"qno":46},"sec_sr_law-115-1-045","下列有關櫃檯買賣交易原則之敘述，何者有誤？",45,1787293962757]