[{"data":1,"prerenderedAt":47},["ShallowReactive",2],{"q-sec_sr_law-115-1-049":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"sec_sr_law","證券商高級業務員資格測驗——證券交易相關法規與實務","c5",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21},"sec_sr_law-115-1-049","115-2",32,"有關證券商經營特定外國債券業務，以下哪些債券可列入特定外國債券範圍？ 甲.信用評等一定等級以上之外國中央政府債券 乙.信用評等一定等級以上之外國公司債券 丙.可轉換公司債丁.不動產抵押貸款債券",[13,14,15,16],"僅甲","僅甲、乙","僅甲、乙、丙","甲、乙、丙、丁皆可",1,"證券商管理規則",2,"(B) 對，特定外國債券限於信用評等達一定等級以上的甲、外國中央政府債券與乙、外國公司債券，屬單純、評等明確的標的。丙、可轉換公司債帶有股權轉換與衍生性風險，丁、不動產抵押貸款債券（MBS）結構複雜，均不列入，故 (C)(D) 把丙、丁納入而錯誤，(A) 僅甲又漏了乙。","hard",[23,27,31,35,39,43],{"id":24,"question":25,"qno":26},"sec_sr_law-114-3-015","證券商轉投資總金額不得超過其淨值百分之多少？",15,{"id":28,"question":29,"qno":30},"sec_sr_law-114-3-016","證券商應於何時加入證券商業同業公會？",16,{"id":32,"question":33,"qno":34},"sec_sr_law-114-3-017","下列何者為非？",17,{"id":36,"question":37,"qno":38},"sec_sr_law-114-3-018","證券商除由金融機構兼營者依有關法令規定外，其經營自行買賣有價證券業務者，持有任一本國公司股份之總額不得超過該公司已發行股份總額之___；持有任一本國公司所發行有價證券之成本總額，並不得超過該證券商淨值之___。",13,{"id":40,"question":41,"qno":42},"sec_sr_law-114-3-019","證券商之加入同業公會制度相關規定是：",19,{"id":44,"question":45,"qno":46},"sec_sr_law-115-1-007","證券商得為自行買賣特定外國債券之買賣斷交易，以下敘述何者錯誤？",7,1787293962781]